Infant discrimination of naturalistic emotional expressions: the role of face and voice.

The ability of infants to discriminate dynamic, multimodal expressions of emotion was assessed in a series of 5 experiments. In Experiment 1, 48 infants of 4 and 5 months (total N = 96) were habituated to color/sound videotapes of 6 women speaking the same script sadly or happily. Following habituation, 2 new women were presented, each speaking once in the familiarized emotion and once in the novel emotion. Order of stimulus presentation (Sad----Happy, Happy----Sad) was counterbalanced. 5-month-olds were able to discriminate the expressions in both directions, whereas 4-month-olds could discriminate them only in the Sad----Happy direction. In Experiment 2, the ability of 5- and 7-month-olds to discriminate happy and angry expressions was examined using the Happy----Angry stimulus order alone. Only the 7-month-olds could differentiate these stimuli. In Experiment 3, it was shown that 7-month-olds could not distinguish these same Happy----Angry stimuli without vocal accompaniment. The purpose of the fourth experiment was to determine whether the voice played an equally important role in the Sad----Happy discrimination of Experiment 1. Surprisingly, a 5-month group tested without voice readily discriminated these stimuli. Finally, the fifth experiment sought to determine whether an Angry----Happy comparison might also be discriminable without voice. A 7-month group tested in this manner could not discriminate these expressions, while a group tested with voice could. The results indicate that infants can differentiate dynamic, multimodal expressions as early as 5 months, that they distinguish dynamically distinct expressions earlier than more similarly animated expressions, and that they seem to rely more on the voice than the face in making these discriminations.

Do infants see emotional expressions in static faces?

To determine whether young infants discriminate photographs of different emotions on an affect-relevant basis or on the basis of isolated features unrelated to emotion, groups of 17-, 23-, and 29-week-olds were habituated to slides of 8 women posing either Toothy Angry, Nontoothy Angry, or Nontoothy Smiling facial expressions and were then shown 2 new women in the familiarized expression and in a novel Toothy Smiling expression. At all 3 ages, recovery to the novel Toothy Smiling faces occurred only after habituation to Nontoothy faces (whether smiling or angry), not after habituation to Toothy Angry faces, indicating that infants had been responsive to nonspecific features of the photographs (presence or absence of bared teeth) rather than to affectively relevant configurations of features. In a second experiment, 2 older age groups (35 and 41 weeks) also proved to be insensitive to affect-related aspects of still faces, though more so for angry than for happy expressions. It is suggested that the young infant's difficulty in extracting emotional information from static stimuli may be attributable to the absence of the critical invariants (dynamic, multimodally specified) that characterize naturalistic expressions of emotion.

Abstraction of invariant face expressions in infancy.

To determine whether infants can abstract invariant face expressions across different persons (i.e., can form face expression categories), groups of 18-, 24-, and 30-week-old infants (18 boys and 18 girls per group) were habituated by the infant control procedure to photographs of 4 different female faces all wearing an identical expression (happy or surprise). In an immediately following test phase, categorization was inferred from greater generalization of habituation (less recovery of fixation) to 2 new female faces in the familiarized expression than to the same new faces in the altered (novel) expression. To rule out the possibility that generalization at test might be due to failure to discriminate the new persons, control groups of 18 boys and 18 girls at each age saw the same test faces following repeated presentations of only 1 of the 4 habituation faces. The results indicated that not until 30 weeks could infants differentiate happy and surprise expressions on a categorical basis. At 24 weeks they could distinguish a surprise expression following habituation to happy faces, but could not do the reverse. At 18 weeks they could do neither. Overall, the performance of girls was superior to that of boys. The findings are consistent with recent evidence suggesting that the ability to extract invariant configural information relative to the human face does not emerge until about 7 months of age.

Infant perception of the invariant shape of objects varying in slant.

In a previous study employing habituation-recovery techniques, partial confirmation for shape constancy in 12-week-old infants was found. The infants may have been responding to changes in slant or slant-related cues, leaving unresolved the question of whether shape perception should be considered proximal (retinal) or distal (objective). In the present experiment 12-week-old infants were desensitized to changes in slant prior to test. Following habituation to a shape exposed at varying slants, magnitude of recovery was overwhelmingly greater for a different shape than for the same shape, indicating that the constant real shape of the habituated figure had been perceived across rotational transformations.