Judicial Vulnerability on the Exercise of Orthodontics: Construction and Validation of a Questionnaire

Abstract Objective: To develop and validate a questionnaire to measure the vulnerability of orthodontists, measuring the risks of being involved in civil liability lawsuits. Material and Methods: In-depth interviews were performed with three groups: G1- law professionals, G2 - orthodontists, and G3 - orthodontic patients. From the analysis of the content of Bardin, domains for the construction of the first version of the 53-question questionnaire were identified. The questionnaire was submitted to experts for validation, inclusion and exclusion of questions, but maintaining the 53-question format. It was submitted to the test-retest phases and verification of internal consistency. Results: 247 professionals answered the final version of the questionnaire. The intraclass correlation coefficient was 88.8%. Cronbach's alpha was 0.946, with high internal consistency. The Kaiser-Meyer-Olkin and Bartlett's tests confirmed internal consistency showing the values of 0.909 and significance of <0.001, respectively. From the total score and factorial analysis, the sample was divided into three groups of judicial vulnerability. Conclusion: The results of this study demonstrated that the questionnaire is a valid tool to measure the risks of involvement in civil liability lawsuits by orthodontists. It presented a multidimensional character and might be applied as well as face to face or online, without prejudice to quality (AU).

Plain access to justice and the orthodontist's activity in Brazil: vulnerability in the professional practice in the face of risks of malpractice lawsuits.

OBJECTIVE: the present study aimed at evaluating the risks and vulnerability of orthodontists to legal compensation actions and verifying the hypothesis of these health care professionals having little knowledge concerning their rights and obligations as service providers. METHODS: Three groups were formed to participate in a semi-structured interview. The first group had thirteen law professionals, the second group was composed of eleven orthodontists and the third group was made up of nine randomly selected orthodontic patients. RESULTS: Relevant aspects related to the exercise of the professional activity of orthodontists that influence on the vulnerability of orthodontists in lawsuits were identified. After transcription, reading, and comparing the answers of the interviews, items capable of influencing judicial decisions, from the standpoint of Brazilian Justice Courts, were evaluated. CONCLUSION: It was verified that Brazilian orthodontists do not have adequate formation concerning the legal consequences of the exercise of their professional activity. Orthodontists also failed to establish proper contractual relationship, organize orthodontic records, and, most importantly, failed in communicating the risks and the therapeutic processes to patients during all phases of treatment.

Plain access to justice and the orthodontist's activity in Brazil: vulnerability in the professional practice in the face of risks of malpractice lawsuits

ABSTRACT Objective: the present study aimed at evaluating the risks and vulnerability of orthodontists to legal compensation actions and verifying the hypothesis of these health care professionals having little knowledge concerning their rights and obligations as service providers. Methods: Three groups were formed to participate in a semi-structured interview. The first group had thirteen law professionals, the second group was composed of eleven orthodontists and the third group was made up of nine randomly selected orthodontic patients. Results: Relevant aspects related to the exercise of the professional activity of orthodontists that influence on the vulnerability of orthodontists in lawsuits were identified. After transcription, reading, and comparing the answers of the interviews, items capable of influencing judicial decisions, from the standpoint of Brazilian Justice Courts, were evaluated. Conclusion: It was verified that Brazilian orthodontists do not have adequate formation concerning the legal consequences of the exercise of their professional activity. Orthodontists also failed to establish proper contractual relationship, organize orthodontic records, and, most importantly, failed in communicating the risks and the therapeutic processes to patients during all phases of treatment.

RESUMO Objetivo: o presente trabalho teve como objetivo apurar os riscos e a vulnerabilidade dos profissionais ortodontistas serem envolvidos em lides judiciais com finalidade indenizatória, além de verificar a hipótese de que esses profissionais possuem pouco conhecimento a respeito de suas obrigações e deveres como prestadores de serviço, bem como dos mecanismos que podem evitar tais demandas judiciais. Métodos: foram formados três grupos para entrevistas semiestruturadas, compostos por profissionais da área jurídica, profissionais ortodontistas e pacientes ortodônticos: no primeiro grupo, foram entrevistados 13 (treze) profissionais da área jurídica; no segundo grupo de entrevistados, foram abordados 11 (onze) profissionais ortodontistas; para o terceiro grupo de entrevistas, foram sorteados 9 (nove) pacientes em tratamento ortodôntico. Resultados: foram identificados itens ou domínios relevantes, relacionados ao exercício da atividade profissional dos ortodontistas, que repercutem diretamente em aspectos de vulnerabilidade deles, quando confrontados, objetivamente, com fundamentos de decisões judiciais envolvendo questões indenizatórias em face de tais profissionais da área da saúde. Após o trabalho de transcrição das entrevistas, leitura, compilação e comparação das respostas, passou-se à análise dos temas capazes de influenciar na rotina forense, a partir das tendências doutrinárias e jurisprudenciais encontradas nos Tribunais brasileiros. Conclusão: verificou-se que os ortodontistas não apresentam formação adequada para o completo entendimento sobre as consequências jurídicas do exercício de sua atividade profissional. Constataram-se, também, falhas por parte do profissional ortodontista, desde o estabelecimento da relação contratual, formação de documentação ortodôntica organizada e, sobretudo, registro, documentação e informação aos pacientes, ou responsáveis legais, em todas as etapas do tratamento.