Surface Reconstructions in II-VI Quantum Dots.

Although density functional theory (DFT) calculations have been crucial in our understanding of colloidal quantum dots (QDs), simulations are commonly carried out on QD models that are significantly smaller than those generally found experimentally. While smaller models allow for efficient study of local surface configurations, increasing the size of the QD model will increase the size or number of facets, which can in turn influence the energetics and characteristics of trap formation. Moreover, core-shell structures can only be studied with QD models that are large enough to accommodate the different layers with the correct thickness. Here, we use DFT calculations to study the electronic properties of QDs as a function of size, up to a diameter of ∼4.5 nm. We show that increasing the size of QD models traditionally used in DFT studies leads to a disappearance of the band gap and localization of the HOMO and LUMO levels on facet-specific regions of the QD surface. We attribute this to the lateral coupling of surface orbitals and the formation of surface bands. The introduction of surface vacancies and their a posteriori refilling with Z-type ligands leads to surface reconstructions that widen the band gap and delocalize both the HOMO and LUMO. These results show that the surface geometry of the facets plays a pivotal role in defining the electronic properties of the QD.

Shell Filling and Paramagnetism in Few-Electron Colloidal Nanoplatelets.

Colloidal semiconductor nanoplatelets are excellent optical emitters, which combine a quasi-2D structure with strong in-plane Coulomb interactions. Here, we go beyond the photoexcitation regime and investigate theoretically the effect of charging nanoplatelets with a few interacting fermions (electrons or holes). This introduces severe Coulomb repulsions in the system, enhanced by the inherent dielectric confinement. We predict strong electronic correlations and electron-electron exchange energies (over 20 meV) in type-I (CdSe/CdS) and type-II (CdSe/CdTe) nanoplatelets, which give rise to characteristic physical phenomena. These include shell filling spectra deviating from the Aufbau principle, large addition energies which permit deterministic control of the number of charges at room temperature and paramagnetic electron spin configuration activated at cryogenic temperatures.