Ultra-thin sputter-deposited infrared rugate mirror for enhancing solar-to-thermal energy conversion.

A dielectric mirror with high infrared reflection and high visible transmission, based on an easily fabricated stepped index rugate filter structure, is presented. Its fabrication involves sputtering depositions, using only two targets, to make five different material compositions. The ultra-wide reflection band is tunable in both position and width, adapting the thickness of the layers and eventually introducing chirped layers. When applied to evacuated solar thermal devices, efficiency improvements of up to 30% can be achieved, making this mirror an attractive solution for reducing radiative losses through the cold-side photon recycling mechanism.

Feature issue introduction: Optical Devices and Materials for Solar Energy and Solid-state Lighting (PVLED) 2019.

This special feature issue of Optics Express highlights contributions from authors who presented their latest research in the Optical Devices and Materials for Solar Energy and Solid-state Lighting (PVLED) topical meeting of the OSA Advanced Photonics Congress, held in Burlingame, California, from 29 July - August 1, 2019. This feature issue is comprised of nine contributed papers, expanding upon their respective conference proceedings to cover timely research topics applying optics and photonics to solar energy and solid-state lighting.

Scalable Nanoshaping of Hierarchical Metallic Patterns with Multiplex Laser Shock Imprinting Using Soft Optical Disks.

Large-area patterning of metals in nanoscale has always been a challenge. Traditional microfabrication processes involve many high-cost steps, including etching and high-vacuum deposit, which limit the development of functional nanostructures, especially multiscale metallic patterns. Here, multiplex laser shock imprinting (MLSI) process is introduced to directly manufacture hierarchical micro/nanopatterns at a high strain rate on metallic surfaces using soft optical disks with 1D periodic trenches as molds. The unique metal/polymer layered structures in inexpensive soft optical disks make them strong candidates of molds for MLSI processes. The feasibility of MLSI on hard metals toward soft molds is studied using theoretical simulation. In addition, various types of hierarchical structures are fabricated via MLSI, and their optical reflectance can be modulated via a combination of depth (laser power density), width (types of molds), and angles (rotation between molds). The optical properties have been studied with surface plasmon polariton modes theory. This work opens a new way of manufacturing hierarchical micro/nanopatterns on metals, which is promising for future applications in fields of plasmonics and metasurfaces.

Radiative cooling for low-bandgap photovoltaics under concentrated sunlight.

Radiative cooling is a uniquely compact and passive cooling mechanism. Significant applications can be found in energy generation, particularly concentrating photovoltaics (CPV) and thermophotovoltaics (TPV). Both rely on low-bandgap PV cells that experience significant reductions in performance and lifetime when operating at elevated temperatures. This issue creates a significant barrier to widespread adoption. To address this challenge, we demonstrate enhanced radiative cooling for low-bandgap PV cells under concentrated sunlight for the first time. A composite material stack is used as the radiative cooler. Enhanced radiative cooling reduces operating temperatures by 10 °C, translating into a relative increase of 5.7% in open-circuit voltage and an estimated increase of 40% in lifetime at 13 suns. By using a model, we also estimate that the same setup could achieve an improvement of 34% in open-circuit voltage for 35 suns, which could reduce levelized costs of energy up to 33% for high-activation energy failure modes. The radiative cooling enhancement demonstrated here is a simple and straightforward approach, which can be generalized to other optoelectronic systems.

Light, Energy and the Environment, 2018: introduction to the joint feature issue.

This joint feature issue of Optics Express and Applied Optics highlights contributions from authors who presented their latest research at the OSA Light, Energy and the Environment Congress, held in Sentosa Island, Singapore from 5 to 8 November 2018. The joint feature issue comprises 11 contributed papers, which expand upon their respective conference proceedings. The published papers introduced here cover a broad range of timely research topics in optics and photonics for lighting and illumination, solar energy, hyperspectral imaging, and environmental sensing.

Light, Energy and the Environment, 2018: introduction to the joint feature issue.

This joint feature issue of Optics Express and Applied Optics highlights contributions from authors who presented their latest research at the OSA Light, Energy and the Environment Congress, held in Sentosa Island, Singapore from 5-8 November 2018. The joint feature issue comprises 11 contributed papers, which expand upon their respective conference proceedings. The published papers introduced here cover a broad range of timely research topics in optics and photonics for lighting and illumination, solar energy, hyperspectral imaging, and environmental sensing.

Sesame: a 2-dimensional solar cell modeling tool.

This work introduces a new software package "Sesame" for the numerical computation of classical semiconductor equations. It supports 1 and 2-dimensional systems and provides tools to easily implement extended defects such as grain boundaries or sample surfaces. Sesame is designed to facilitate fast exploration of the system parameter space and to visualize local charge transport properties. Sesame has been benchmarked against other software packages, and results for single crystal and polycrystalline CdS-CdTe heterojunctions are presented. Sesame is distributed as a Python package or as a standalone GUI application, and is available at https://pages.nist.gov/sesame/.

Thermophotovoltaics with spectral and angular selective doped-oxide thermal emitters.

Deliberate control of thermal emission properties using nanophotonics has improved a number of applications including thermophotovoltaics (TPV), radiative cooling and infrared spectroscopy. In this work, we study the effect of simultaneous control of angular and spectral properties of thermal emitters on the efficiencies of TPV systems. While spectral selectivity reduces sub-bandgap losses, angular selectivity is expected to enhance view factors at larger separation distances and hence to provide flexibilities in cooling the photovoltaic converter. We propose a design of an angular and spectral selective thermal emitter based on waveguide perfect absorption phenomena in epsilon-near-zero thin-films. Aluminum-doped Zinc-Oxide is used as an epsilon-near-zero material with a cross-over frequency in the near-infrared. A high contrast grating is designed to restrict the emission in a range of angles around the normal direction, while an integrated filter ensures spectral selectivity to reduce sub-bandgap losses. Theoretical analysis shows an expected relative enhancement of the TPV system efficiency of at least 32% using selective emitters with ideal angular and spectral selectivity at large separation distances compared to a blackbody. This enhancement factor, however, reduces to 3.9% with non-ideal selective emitters. This big reduction of the efficiency is attributed to sub-bandgap losses, off-angular losses and high-temperature dependence of optical constants.

Modeling and designing multilayer 2D perovskite / silicon bifacial tandem photovoltaics for high efficiencies and long-term stability.

A key challenge in photovoltaics today is to develop cell technologies with both higher efficiencies and lower fabrication costs than incumbent crystalline silicon (c-Si) single-junction cells. While tandem cells have higher efficiencies than c-Si alone, it is generally challenging to find a low-cost, high-performance material to pair with c-Si. However, the recent emergence of 22% efficient perovskite photovoltaics has created a tremendous opportunity for high-performance, low-cost perovskite / crystalline silicon tandem photovoltaic cells. Nonetheless, two key challenges remain. First, integrating perovskites into tandem structures has not yet been demonstrated to yield performance exceeding commercially available crystalline silicon modules. Second, the stability of perovskites is inconsistent with the needs of most end-users, who install photovoltaic modules to produce power for 25 years or more. Making these cells viable thus requires innovation in materials processing, device design, fabrication, and yield. We will address these two gaps in the photovoltaic literature by investigating new types of 2D perovskite materials with n-butylammonium spacer layers, and integrating these materials into bifacial tandem solar cells providing at least 30% normalized power production. We find that an optimized 2D perovskite ((BA)2(MA)3(Sn0.6Pb0.4)4I13)/silicon bifacial tandem cell, given a globally average albedo of 30%, yields a normalized power production of 30.31%, which should be stable for extended time periods without further change in materials or encapsulation.

Toward high-energy-density, high-efficiency, and moderate-temperature chip-scale thermophotovoltaics.

The challenging problem of ultra-high-energy-density, high-efficiency, and small-scale portable power generation is addressed here using a distinctive thermophotovoltaic energy conversion mechanism and chip-based system design, which we name the microthermophotovoltaic (µTPV) generator. The approach is predicted to be capable of up to 32% efficient heat-to-electricity conversion within a millimeter-scale form factor. Although considerable technological barriers need to be overcome to reach full performance, we have performed a robust experimental demonstration that validates the theoretical framework and the key system components. Even with a much-simplified µTPV system design with theoretical efficiency prediction of 2.7%, we experimentally demonstrate 2.5% efficiency. The µTPV experimental system that was built and tested comprises a silicon propane microcombustor, an integrated high-temperature photonic crystal selective thermal emitter, four 0.55-eV GaInAsSb thermophotovoltaic diodes, and an ultra-high-efficiency maximum power-point tracking power electronics converter. The system was demonstrated to operate up to 800 °C (silicon microcombustor temperature) with an input thermal power of 13.7 W, generating 344 mW of electric power over a 1-cm(2) area.

High-efficiency cascaded up and down conversion in nonlinear Kerr cavities.

In this work, we derive general conditions to achieve high efficiency cascaded third harmonic generation and three photon parametric down conversion in Kerr nonlinear resonant cavities. We employ the general yet rapid temporal coupled-mode method, previously shown to accurately predict electromagnetic conversion processes in the time domain. In our study, we find that high-efficiency cascaded third harmonic generation can be achieved in a triply resonant cavity. In contrast, high-efficiency cascaded three-photon parametric down conversion cannot be achieved directly in a triply resonant cavity, although a combination of two doubly resonant cavities and three waveguides is an effective alternative. The stabilities of the calculated steady-state solutions for both processes are revealed by applying Jacobian matrices. Finally, we find that the inclusion of self- and cross- phase modulation introduces multi-stable solutions. Further study is required to find a simple way to reliably achieve stable conversion at the highest possible efficiency.

Control of radiative processes for energy conversion and harvesting.

We review recent advances in the fundamental understanding and technological applications of radiative processes for energy harvesting, conversion, efficiency, and sustainability. State-of-the-art and remaining challenges are discussed, together with the latest developments outlined in the papers comprising this focus issue. The topics range from the fundamentals of the thermal emission manipulation in the far and near field, to applications in radiative cooling, thermophotovoltaics, thermal rectification, and novel approaches to photon detection and conversion.

Enabling high-temperature nanophotonics for energy applications.

The nascent field of high-temperature nanophotonics could potentially enable many important solid-state energy conversion applications, such as thermophotovoltaic energy generation, selective solar absorption, and selective emission of light. However, special challenges arise when trying to design nanophotonic materials with precisely tailored optical properties that can operate at high-temperatures (> 1,100 K). These include proper material selection and purity to prevent melting, evaporation, or chemical reactions; severe minimization of any material interfaces to prevent thermomechanical problems such as delamination; robust performance in the presence of surface diffusion; and long-range geometric precision over large areas with severe minimization of very small feature sizes to maintain structural stability. Here we report an approach for high-temperature nanophotonics that surmounts all of these difficulties. It consists of an analytical and computationally guided design involving high-purity tungsten in a precisely fabricated photonic crystal slab geometry (specifically chosen to eliminate interfaces arising from layer-by-layer fabrication) optimized for high performance and robustness in the presence of roughness, fabrication errors, and surface diffusion. It offers near-ultimate short-wavelength emittance and low, ultra-broadband long-wavelength emittance, along with a sharp cutoff offering 41 emittance contrast over 10% wavelength separation. This is achieved via Q-matching, whereby the absorptive and radiative rates of the photonic crystal's cavity resonances are matched. Strong angular emission selectivity is also observed, with short-wavelength emission suppressed by 50% at 75° compared to normal incidence. Finally, a precise high-temperature measurement technique is developed to confirm that emission at 1,225 K can be primarily confined to wavelengths shorter than the cutoff wavelength.

Time-domain simulations of nonlinear interaction in microring resonators using finite-difference and coupled mode techniques.

Nonlinear interactions within compact, on-chip microring resonant cavities is a topic of increasing interest in current silicon photonics research. Frequency combs, one of the emerging nonlinear applications in microring optics, offers great potential from both scientific and practical perspectives. However, the mechanisms of comb formation appear to differ from traditional frequency combs formed by pulsed femtosecond lasers, and thus require detailed elucidation through theory and simulation. Here we propose a technique to mimic the accuracy of finite-difference time domain (FDTD) full wave nonlinear optical simulations with only a small fraction of the computational resources. Our new hybrid approach combines a single linear FDTD simulation of the key interaction parameters, then directly inserts them into a coupled-mode theory simulation. Comparison of the hybrid approach and full FDTD shows a good match both in frequency domain and in time domain. Thus, it retains the advantage of FDTD in terms of direct connection with experimental designs, while finishing much faster and sidestepping stability issues associated with direct simulation of nonlinear phenomena. The hybrid technique produces several key results explored in this paper, including: demonstrating that comb formation can occur with both anomalous and normal dispersion; suggesting a new mechanism for incoherent (Type II) frequency comb formation; and illustrating a method for creating soliton-like pulses in on-chip microresonators.

Performance-limiting factors for GaAs-based single nanowire photovoltaics.

GaAs nanowires (NWs) offer the possibility of decoupling light absorption from charge transport for high-performance photovoltaic (PV) devices. However, it is still an open question as to whether these devices can exceed the Shockley-Queisser efficiency limit for single-junction PV. In this work, single standing GaAs-based nanowire solar cells in both radial and vertical junction configurations is analyzed and compared to a planar thin-film design. By using a self-consistent, electrical-optically coupled 3D simulator, we show the design principles for nanowire and planar solar cells are significantly different; nanowire solar cells are vulnerable to surface and contact recombination, while planar solar cells suffer significant losses due to imperfect backside mirror reflection. Overall, the ultimate efficiency of the GaAs nanowire solar cell with radial and vertical junction is not expected to exceed that of the thin-film design, with both staying below the Shockley-Queisser limit.

Performance-limiting factors for GaAs-based single nanowire photovoltaics.

GaAs nanowires (NWs) offer the possibility of decoupling light absorption from charge transport for high-performance photovoltaic (PV) devices. However, it is still an open question as to whether these devices can exceed the Shockley-Queisser efficiency limit for single-junction PV. In this work, single standing GaAs-based nanowire solar cells in both radial and vertical junction configurations is analyzed and compared to a planar thin-film design. By using a self-consistent, electrical-optically coupled 3D simulator, we show the design principles for nanowire and planar solar cells are significantly different; nanowire solar cells are vulnerable to surface and contact recombination, while planar solar cells suffer significant losses due to imperfect backside mirror reflection. Overall, the ultimate efficiency of the GaAs nanowire solar cell with radial and vertical junction is not expected to exceed that of the thin-film design, with both staying below the Shockley-Queisser limit.

Enhanced light trapping in solar cells with a meta-mirror following generalized Snell's law.

As the performance of photovoltaic cells approaches the Shockley-Queisser limit, appropriate schemes are needed to minimize the losses without compromising the current performance. In this paper we propose a planar absorber-mirror light trapping structure where a conventional mirror is replaced by a meta-mirror with asymmetric light scattering properties. The meta-mirror is tailored to have reflection in asymmetric modes that stay outside the escape cone of the dielectric, hence trapping light with unit probability. Ideally, the meta-mirror can be designed to have such light trapping for any angle of incidence onto the absorber-mirror structure. We illustrate the concept by using a simple gap-plasmon meta-mirror. Even though the response of the mirror is non-ideal with the unwanted scattering modes reducing the light absorption, we observe an order of magnitude enhancement compared to single pass absorption in the absorber. The bandwidth of the enhancement can be matched with the range of wavelengths close to the solar cell absorber band-edge where improved light absorption is required.

Design and global optimization of high-efficiency solar thermal systems with tungsten cermets.

Solar thermal, thermoelectric, and thermophotovoltaic (TPV) systems have high maximum theoretical efficiencies; experimental systems fall short because of losses by selective solar absorbers and TPV selective emitters. To improve these critical components, we study a class of materials known as cermets. While our approach is completely general, the most promising cermet candidate combines nanoparticles of silica and tungsten. We find that 4-layer silica-tungsten cermet selective solar absorbers can achieve thermal transfer efficiencies of 84.3% at 400 K, and 75.59% at 1000 K, exceeding comparable literature values. Three layer silica-tungsten cermets can also be used as selective emitters for InGaAsSb-based thermophotovoltaic systems, with projected overall system energy conversion efficiencies of 10.66% at 1000 K using realistic design parameters. The marginal benefit of adding more than 4 cermet layers is small (less than 0.26%, relative).

Frequency-selective near-field radiative heat transfer between photonic crystal slabs: a computational approach for arbitrary geometries and materials.

We demonstrate the possibility of achieving enhanced frequency-selective near-field radiative heat transfer between patterned (photonic-crystal) slabs at designable frequencies and separations, exploiting a general numerical approach for computing heat transfer in arbitrary geometries and materials based on the finite-difference time-domain method. Our simulations reveal a tradeoff between selectivity and near-field enhancement as the slab-slab separation decreases, with the patterned heat transfer eventually reducing to the unpatterned result multiplied by a fill factor (described by a standard proximity approximation). We also find that heat transfer can be further enhanced at selective frequencies when the slabs are brought into a glide-symmetric configuration, a consequence of the degeneracies associated with the nonsymmorphic symmetry group.

Design and global optimization of high-efficiency thermophotovoltaic systems.

Despite their great promise, small experimental thermophotovoltaic (TPV) systems at 1000 K generally exhibit extremely low power conversion efficiencies (approximately 1%), due to heat losses such as thermal emission of undesirable mid-wavelength infrared radiation. Photonic crystals (PhC) have the potential to strongly suppress such losses. However, PhC-based designs present a set of non-convex optimization problems requiring efficient objective function evaluation and global optimization algorithms. Both are applied to two example systems: improved micro-TPV generators and solar thermal TPV systems. Micro-TPV reactors experience up to a 27-fold increase in their efficiency and power output; solar thermal TPV systems see an even greater 45-fold increase in their efficiency (exceeding the Shockley-Quiesser limit for a single-junction photovoltaic cell).