Understanding the cavity Born-Oppenheimer approximation.

Experiments have demonstrated that vibrational strong coupling between molecular vibrations and light modes can significantly change molecular properties, such as ground-state reactivity. Theoretical studies toward the origin of this exciting observation can roughly be divided into two categories, with studies based on Hamiltonians that simply couple a molecule to a cavity mode via its ground-state dipole moment on the one hand, and on the other hand ab initio calculations that self-consistently include the effect of the cavity mode on the electronic ground state within the cavity Born-Oppenheimer (CBO) approximation; these approaches are not equivalent. The CBO approach is more rigorous, but unfortunately it requires the rewriting of electronic-structure code, and its results may sometimes be hard to physically interpret. In this work, we exploit the relation between the two approaches and demonstrate on a real molecule (hydrogen fluoride) that for realistic coupling strengths, we can recover CBO energies and spectra to high accuracy using only out-of-cavity quantities from standard electronic-structure calculations. In doing so, we discover what thephysical effects underlying the CBO results are. Our methodology can aid in incorporating more possibly important features in models, play a pivotal role in demystifying CBO results, and provide a practical and efficient alternative to full CBO calculations.

Insights into the mechanisms of optical cavity-modified ground-state chemical reactions.

In this work, we systematically investigate the mechanisms underlying the rate modification of ground-state chemical reactions in an optical cavity under vibrational strong-coupling conditions. We employ a symmetric double-well description of the molecular potential energy surface and a numerically exact open quantum system approach-the hierarchical equations of motion in twin space with a matrix product state solver. Our results predict the existence of multiple peaks in the photon frequency-dependent rate profile for a strongly anharmonic molecular system with multiple vibrational transition energies. The emergence of a new peak in the rate profile is attributed to the opening of an intramolecular reaction pathway, energetically fueled by the cavity photon bath through a resonant cavity mode. The peak intensity is determined jointly by kinetic factors. Going beyond the single-molecule limit, we examine the effects of the collective coupling of two molecules to the cavity. We find that when two identical molecules are simultaneously coupled to the same resonant cavity mode, the reaction rate is further increased. This additional increase is associated with the activation of a cavity-induced intermolecular reaction channel. Furthermore, the rate modification due to these cavity-promoted reaction pathways remains unaffected, regardless of whether the molecular dipole moments are aligned in the same or opposite direction as the light polarization.

A size-consistent multi-state mapping approach to surface hopping.

We develop a multi-state generalization of the recently proposed mapping approach to surface hopping (MASH) for the simulation of electronically nonadiabatic dynamics. This new approach extends the original MASH method to be able to treat systems with more than two electronic states. It differs from previous approaches in that it is size consistent and rigorously recovers the original two-state MASH in the appropriate limits. We demonstrate the accuracy of the method by applying it to a series of model systems for which exact benchmark results are available, and we find that the method is well suited to the simulation of photochemical relaxation processes.

A MASH simulation of the photoexcited dynamics of cyclobutanone.

In response to a community prediction challenge, we simulate the nonadiabatic dynamics of cyclobutanone using the mapping approach to surface hopping (MASH). We consider the first 500 fs of relaxation following photoexcitation to the S2 state and predict the corresponding time-resolved electron-diffraction signal that will be measured by the planned experiment. 397 ab initio trajectories were obtained on the fly with state-averaged complete active space self-consistent field using a (12,11) active space. To obtain an estimate of the potential systematic error, 198 of the trajectories were calculated using an aug-cc-pVDZ basis set and 199 with a 6-31+G* basis set. MASH is a recently proposed independent trajectory method for simulating nonadiabatic dynamics, originally derived for two-state problems. As there are three relevant electronic states in this system, we used a newly developed multi-state generalization of MASH for the simulation: the uncoupled spheres multi-state MASH method (unSMASH). This study, therefore, serves both as an investigation of the photodissociation dynamics of cyclobutanone, and also as a demonstration of the applicability of unSMASH to ab initio simulations. In line with previous experimental studies, we observe that the simulated dynamics is dominated by three sets of dissociation products, C3H6 + CO, C2H4 + C2H2O, and C2H4 + CH2 + CO, and we interpret our predicted electron-diffraction signal in terms of the key features of the associated dissociation pathways.

Using Instanton Theory to Study Quantum Effects in Photosensitization.

Electronic excitation is usually accomplished using light (photoexcitation) and is a key step in a vast number of important physical and biological processes. However, in instances where photoexcitation is not possible, a photosensitizer can excite the target molecule in a process called photosensitization. Unfortunately, full details of its mechanism are still unknown. This perspective gives an overview of the current understanding of photosensitization and describes how instanton theory can be used to fill the gaps, especially with regard tothe importance of quantum tunnelling effects.

Ring-Polymer Instanton Tunneling Splittings of Tropolone and Isotopomers using a Δ-Machine Learned CCSD(T) Potential: Theory and Experiment Shake Hands.

Tropolone, a 15-atom cyclic molecule, has received much interest both experimentally and theoretically due to its H-transfer tunneling dynamics. An accurate theoretical description is challenging owing to the need to develop a high-level potential energy surface (PES) and then to simulate quantum-mechanical tunneling on this PES in full dimensionality. Here, we tackle both aspects of this challenge and make detailed comparisons with experiments for numerous isotopomers. The PES, of near CCSD(T)-quality, is obtained using a Δ-machine learning approach starting from a pre-existing low-level DFT PES and corrected by a small number of approximate CCSD(T) energies obtained using the fragmentation-based molecular tailoring approach. The resulting PES is benchmarked against DF-FNO-CCSD(T) and CCSD(T)-F12 calculations. Ring-polymer instanton calculations of the splittings, obtained with the Δ-corrected PES are in good agreement with previously reported experiments and a significant improvement over those obtained using the low-level DFT PES. The instanton path includes heavy-atom tunneling effects and cuts the corner, thereby avoiding passing through the conventional saddle-point transition state. This is in contradistinction with typical approaches based on the minimum-energy reaction path. Finally, the subtle changes in the splittings for some of the heavy-atom isotopomers seen experimentally are reproduced and explained.

Machine learning of double-valued nonadiabatic coupling vectors around conical intersections.

In recent years, machine learning has had an enormous success in fitting ab initio potential-energy surfaces to enable efficient simulations of molecules in their ground electronic state. In order to extend this approach to excited-state dynamics, one must not only learn the potentials but also nonadiabatic coupling vectors (NACs). There is a particular difficulty in learning NACs in systems that exhibit conical intersections, as due to the geometric-phase effect, the NACs may be double-valued and are, thus, not suitable as training data for standard machine-learning techniques. In this work, we introduce a set of auxiliary single-valued functions from which the NACs can be reconstructed, thus enabling a reliable machine-learning approach.

A mapping approach to surface hopping.

We present a nonadiabatic classical-trajectory approach that offers the best of both worlds between fewest-switches surface hopping (FSSH) and quasiclassical mapping dynamics. This mapping approach to surface hopping (MASH) propagates the nuclei on the active adiabatic potential-energy surface, such as in FSSH. However, unlike in FSSH, transitions between active surfaces are deterministic and occur when the electronic mapping variables evolve between specified regions of the electronic phase space. This guarantees internal consistency between the active surface and the electronic degrees of freedom throughout the dynamics. MASH is rigorously derivable from exact quantum mechanics as a limit of the quantum-classical Liouville equation (QCLE), leading to a unique prescription for momentum rescaling and frustrated hops. Hence, a quantum-jump procedure can, in principle, be used to systematically converge the accuracy of the results to that of the QCLE. This jump procedure also provides a rigorous framework for deriving approximate decoherence corrections similar to those proposed for FSSH. We apply MASH to simulate the nonadiabatic dynamics in various model systems and show that it consistently produces more accurate results than FSSH at a comparable computational cost.

On detailed balance in nonadiabatic dynamics: From spin spheres to equilibrium ellipsoids.

Trajectory-based methods that propagate classical nuclei on multiple quantum electronic states are often used to simulate nonadiabatic processes in the condensed phase. A long-standing problem of these methods is their lack of detailed balance, meaning that they do not conserve the equilibrium distribution. In this article, we investigate ideas for restoring detailed balance in mixed quantum-classical systems by tailoring the previously proposed spin-mapping approach to thermal equilibrium. We find that adapting the spin magnitude can recover the correct long-time populations but is insufficient to conserve the full equilibrium distribution. The latter can however be achieved by a more flexible mapping of the spin onto an ellipsoid, which is constructed to fulfill detailed balance for arbitrary potentials. This ellipsoid approach solves the problem of negative populations that has plagued previous mapping approaches and can therefore be applied also to strongly asymmetric and anharmonic systems. Because it conserves the thermal distribution, the method can also exploit efficient sampling schemes used in standard molecular dynamics, which drastically reduces the number of trajectories needed for convergence. The dynamics does however still have mean-field character, as is observed most clearly by evaluating reaction rates in the golden-rule limit. This implies that although the ellipsoid mapping provides a rigorous framework, further work is required to find an accurate classical-trajectory approximation that captures more properties of the true quantum dynamics.

Perturbatively corrected ring-polymer instanton theory for accurate tunneling splittings.

We introduce an approach for calculating perturbative corrections to the ring-polymer instanton approximation to tunneling splittings (RPI+PC) by computing higher-order terms in the asymptotic expansion in ℏ. The resulting method goes beyond standard instanton theory by using information on the third and fourth derivatives of the potential along the tunneling path to include additional anharmonic effects. This leads to significant improvements both in systems with low barriers and in systems with anharmonic modes. We demonstrate the applicability of RPI+PC to molecular systems by computing the tunneling splitting in full-dimensional malonaldehyde and a deuterated derivative. Comparing to both experiment and recent quantum mechanical benchmark results, we find that our perturbative correction reduces the error from -11% to 2% for hydrogen transfer and performs even better for the deuterated case. This makes our approach more accurate than previous calculations using diffusion Monte Carlo and path-integral molecular dynamics while being more computationally efficient.

Detailed balance in mixed quantum-classical mapping approaches.

The violation of detailed balance poses a serious problem for the majority of current quasiclassical methods for simulating nonadiabatic dynamics. In order to analyze the severity of the problem, we predict the long-time limits of the electronic populations according to various quasiclassical mapping approaches by applying arguments from classical ergodic theory. Our analysis confirms that regions of the mapping space that correspond to negative populations, which most mapping approaches introduce in order to go beyond the Ehrenfest approximation, pose the most serious issue for reproducing the correct thermalization behavior. This is because inverted potentials, which arise from negative electronic populations entering the nuclear force, can result in trajectories unphysically accelerating off to infinity. The recently developed mapping approach to surface hopping (MASH) provides a simple way of avoiding inverted potentials while retaining an accurate description of the dynamics. We prove that MASH, unlike any other quasiclassical approach, is guaranteed to describe the exact thermalization behavior of all quantum-classical systems, confirming it as one of the most promising methods for simulating nonadiabatic dynamics in real condensed-phase systems.

Exact tunneling splittings from symmetrized path integrals.

We develop a new simulation technique based on path-integral molecular dynamics for calculating ground-state tunneling splitting patterns from ratios of symmetrized partition functions. In particular, molecular systems are rigorously projected onto their J = 0 rotational state by an "Eckart spring" that connects two adjacent beads in a ring polymer. Using this procedure, the tunneling splitting can be obtained from thermodynamic integration at just one (sufficiently low) temperature. Converged results are formally identical to the values that would have been obtained by solving the full rovibrational Schrödinger equation on a given Born-Oppenheimer potential energy surface. The new approach is showcased with simulations of hydronium and methanol, which are in good agreement with wavefunction-based calculations and experimental measurements. The method will be of particular use for the study of low-barrier methyl rotations and other floppy modes, where instanton theory is not valid.

Molecular-Level Insights on Reactive Arrangement in On-Surface Photocatalytic Coupling Reactions Using Tip-Enhanced Raman Spectroscopy.

Plasmon-enhanced photocatalytic coupling reactions have been used as model systems in surface-enhanced Raman spectroscopy and tip-enhanced Raman spectroscopy (TERS) research for decades. However, the role of reactive arrangement on efficiency of these model reactions has remained largely unknown to date often leading to conflicting interpretations of experimental results. Herein, we use an interdisciplinary toolbox of nanoscale TERS imaging in combination with molecular-resolution ambient scanning tunnelling microscopy (STM) and density functional theory (DFT) modeling to investigate the role of reactive arrangement in photocatalytic coupling of 4-nitrobenzenethiol (4-NTP) to p,p'-dimercaptoazobisbenzene on single-crystal and polycrystalline Au surfaces for the first time. TERS imaging with 3 nm resolution clearly revealed a significantly higher catalytic efficiency inside a kinetically driven disordered phase of the 4-NTP adlayer on Au compared to the thermodynamically stable ordered phase. Furthermore, molecular level details of the self-assembled structures in the disordered and ordered phases obtained using ambient high-resolution STM enabled an unambiguous structure-reactivity correlation of photocatalytic coupling. Finally, quantitative mechanistic insights obtained from DFT modeling based on the accurate parameters determined from STM imaging emphatically confirmed that a combination of steric hindrance effect and energetic barrier leads to a lower reaction efficiency in the ordered phase of the 4-NTP adlayer. This fundamental study establishes the first direct structure-reactivity correlation in photocatalytic coupling and highlights the critical role of reactive arrangement in the efficiency of on-surface coupling reactions in heterogeneous catalysis at large.

Improved microcanonical instanton theory.

Canonical (thermal) instanton theory is now routinely applicable to complex gas-phase reactions and allows for the accurate description of tunnelling in highly non-separable systems. Microcanonical instanton theory is by contrast far less well established. Here, we demonstrate that the best established microcanonical theory [S. Chapman, B. C. Garrett and W. H. Miller, J. Chem. Phys., 1975, 63, 2710-2716], fails to accurately describe the deep-tunnelling regime for systems where the frequencies of the orthogonal modes change rapidly along the instanton path. By taking a first principles approach to the derivation of microcanonical instanton theory, we obtain an improved method, which accurately recovers the thermal instanton rate when integrated over energy. The resulting theory also correctly recovers the separable limit and can be thought of as an instanton generalisation of Rice-Ramsperger-Kassel-Marcus (RRKM) theory. When combined with the density-of-states approach [W. Fang, P. Winter and J. O. Richardson, J. Chem. Theory Comput., 2021, 17, 40-55], this new method can be straightforwardly applied to real molecular systems.

Instanton theory for Fermi's golden rule and beyond.

Instanton theory provides a semiclassical approximation for computing quantum tunnelling effects in complex molecular systems. It is typically applied to proton-transfer reactions for which the Born-Oppenheimer approximation is valid. However, many processes in physics, chemistry and biology, such as electron transfers, are non-adiabatic and are correctly described instead using Fermi's golden rule. In this work, we discuss how instanton theory can be generalized to treat these reactions in the golden-rule limit. We then extend the theory to treat fourth-order processes such as bridge-mediated electron transfer and apply the method to simulate an electron moving through a model system of three coupled quantum dots. By comparison with benchmark quantum calculations, we demonstrate that the instanton results are much more reliable than alternative approximations based on superexchange-mediated effective coupling or a classical sequential mechanism. This article is part of the theme issue 'Chemistry without the Born-Oppenheimer approximation'.

Nonadiabatic instanton rate theory beyond the golden-rule limit.

Fermi's golden rule (GR) describes the leading-order behavior of the reaction rate as a function of the diabatic coupling. Its asymptotic (ℏ → 0) limit is the semiclassical golden-rule instanton rate theory, which rigorously approximates nuclear quantum effects, lends itself to efficient numerical computation, and gives physical insight into reaction mechanisms. However, the golden rule by itself becomes insufficient as the strength of the diabatic coupling increases, so higher-order terms must be additionally considered. In this work, we give a first-principles derivation of the next-order term beyond the golden rule, represented as a sum of three components. Two of them lead to new instanton pathways that extend the GR case and, among other factors, account for effects of recrossing on the full rate. The remaining component derives from the equilibrium partition function and accounts for changes in potential energy around the reactant and product wells due to diabatic coupling. The new semiclassical theory demands little computational effort beyond a GR instanton calculation. It makes it possible to rigorously assess the accuracy of the GR approximation and sets the stage for future work on general semiclassical nonadiabatic rate theories.

A partially linearized spin-mapping approach for simulating nonlinear optical spectra.

We present a partially linearized method based on spin-mapping for computing both linear and nonlinear optical spectra. As observables are obtained from ensembles of classical trajectories, the approach can be applied to the large condensed-phase systems that undergo photosynthetic light-harvesting processes. In particular, the recently derived spin partially linearized density matrix method has been shown to exhibit superior accuracy in computing population dynamics compared to other related classical-trajectory methods. Such a method should also be ideally suited to describing the quantum coherences generated by interaction with light. We demonstrate that this is, indeed, the case by calculating the nonlinear optical response functions relevant for the pump-probe and 2D photon-echo spectra for a Frenkel biexciton model and the Fenna-Matthews-Olsen light-harvesting complex. One especially desirable feature of our approach is that the full spectrum can be decomposed into its constituent components associated with the various Liouville-space pathways, offering a greater insight beyond what can be directly obtained from experiments.

Quasiclassical approaches to the generalized quantum master equation.

The formalism of the generalized quantum master equation (GQME) is an effective tool to simultaneously increase the accuracy and the efficiency of quasiclassical trajectory methods in the simulation of nonadiabatic quantum dynamics. The GQME expresses correlation functions in terms of a non-Markovian equation of motion, involving memory kernels that are typically fast-decaying and can therefore be computed by short-time quasiclassical trajectories. In this paper, we study the approximate solution of the GQME, obtained by calculating the kernels with two methods: Ehrenfest mean-field theory and spin-mapping. We test the approaches on a range of spin-boson models with increasing energy bias between the two electronic levels and place a particular focus on the long-time limits of the populations. We find that the accuracy of the predictions of the GQME depends strongly on the specific technique used to calculate the kernels. In particular, spin-mapping outperforms Ehrenfest for all the systems studied. The problem of unphysical negative electronic populations affecting spin-mapping is resolved by coupling the method with the master equation. Conversely, Ehrenfest in conjunction with the GQME can predict negative populations, despite the fact that the populations calculated from direct dynamics are positive definite.

Spin-Mapping Methods for Simulating Ultrafast Nonadiabatic Dynamics.

Many chemical reactions exhibit nonadiabatic effects as a consequence of coupling between electronic states and/or interaction with light. While a fully quantum description of nonadiabatic reactions is unfeasible for most realistic molecules, a more computationally tractable approach is to combine a classical description of the nuclei with a quantum description of the electronic states. Combining the formalisms of quantum and classical dynamics is however a difficult problem for which standard methods (such as Ehrenfest dynamics and surface hopping) may be insufficient. In this article, we review a new trajectory-based approach developed in our group that is able to describe nonadiabatic dynamics with a higher accuracy than previous approaches but for a similar level of computational effort. This method treats the electronic states with a phase-space representation for discrete-level systems, which in the two-level case is analogous to a spin-½. We point out the key features of the method and demonstrate its use in a variety of applications, including ultrafast transfer through conical intersections, damped coherent excitation under coupling to a strong light field, and nonlinear spectroscopy of light-harvesting complexes.

Heavy-Atom Quantum Tunnelling in Spin Crossovers of Nitrenes.

We simulate two recent matrix-isolation experiments at cryogenic temperatures, in which a nitrene undergoes spin crossover from its triplet state to a singlet state via quantum tunnelling. We detail the failure of the commonly applied weak-coupling method (based on a linear approximation of the potentials) in describing these deep-tunnelling reactions. The more rigorous approach of semiclassical golden-rule instanton theory in conjunction with double-hybrid density-functional theory and multireference perturbation theory does, however, provide rate constants and kinetic isotope effects in good agreement with experiment. In addition, these calculations locate the optimal tunnelling pathways, which provide a molecular picture of the reaction mechanism. The reactions involve substantial heavy-atom quantum tunnelling of carbon, nitrogen and oxygen atoms, which unexpectedly even continues to play a role at room temperature.