Loss of resilience preceded transformations of pre-Hispanic Pueblo societies.

Climate extremes are thought to have triggered large-scale transformations of various ancient societies, but they rarely seem to be the sole cause. It has been hypothesized that slow internal developments often made societies less resilient over time, setting them up for collapse. Here, we provide quantitative evidence for this idea. We use annual-resolution time series of building activity to demonstrate that repeated dramatic transformations of Pueblo cultures in the pre-Hispanic US Southwest were preceded by signals of critical slowing down, a dynamic hallmark of fragility. Declining stability of the status quo is consistent with archaeological evidence for increasing violence and in some cases, increasing wealth inequality toward the end of these periods. Our work thus supports the view that the cumulative impact of gradual processes may make societies more vulnerable through time, elevating the likelihood that a perturbation will trigger a large-scale transformation that includes radically rejecting the status quo and seeking alternative pathways.

Twenty-first century approaches to ancient problems: Climate and society.

By documenting how humans adapted to changes in their environment that are often much greater than those experienced in the instrumental record, archaeology provides our only deep-time laboratory for highlighting the circumstances under which humans managed or failed to find to adaptive solutions to changing climate, not just over a few generations but over the longue durée Patterning between climate-mediated environmental change and change in human societies has, however, been murky because of low spatial and temporal resolution in available datasets, and because of failure to model the effects of climate change on local resources important to human societies. In this paper we review recent advances in computational modeling that, in conjunction with improving data, address these limitations. These advances include network analysis, niche and species distribution modeling, and agent-based modeling. These studies demonstrate the utility of deep-time modeling for calibrating our understanding of how climate is influencing societies today and may in the future.

Wealth inequality in the prehispanic northern US Southwest: from Malthus to Tyche.

Persistent differences in wealth and power among prehispanic Pueblo societies are visible from the late AD 800s through the late 1200s, after which large portions of the northern US Southwest were depopulated. In this paper we measure these differences in wealth using Gini coefficients based on house size, and show that high Ginis (large wealth differences) are positively related to persistence in settlements and inversely related to an annual measure of the size of the unoccupied dry-farming niche. We argue that wealth inequality in this record is due first to processes inherent in village life which have internally different distributions of the most productive maize fields, exacerbated by the dynamics of systems of balanced reciprocity; and second to decreasing ability to escape village life owing to shrinking availability of unoccupied places within the maize dry-farming niche as villages get enmeshed in regional systems of tribute or taxation. We embed this analytical reconstruction in the model of an 'Abrupt imposition of Malthusian equilibrium in a natural-fertility, agrarian society' proposed by Puleston et al. (Puleston C, Tuljapurkar S, Winterhalder B. 2014 PLoS ONE 9, e87541 (doi:10.1371/journal.pone.0087541)), but show that the transition to Malthusian dynamics in this area is not abrupt but extends over centuries This article is part of the theme issue 'Evolutionary ecology of inequality'.

Drought assessment has been outpaced by climate change: empirical arguments for a paradigm shift.

Despite the acceleration of climate change, erroneous assumptions of climate stationarity are still inculcated in the management of water resources in the United States (US). The US system for drought detection, which triggers billions of dollars in emergency resources, adheres to this assumption with preference towards 60-year (or longer) record lengths for drought characterization. Using observed data from 1,934 Global Historical Climate Network (GHCN) sites across the US, we show that conclusions based on long climate records can substantially bias assessment of drought severity. Bias emerges by assuming that conditions from the early and mid 20th century are as likely to occur in today's climate. Numerical simulations reveal that drought assessment error is relatively low with limited climatology lengths (~30 year) and that error increases with longer record lengths where climate is changing rapidly. We assert that non-stationarity in climate must be accounted for in contemporary assessments to more accurately portray present drought risk.

p3k14c, a synthetic global database of archaeological radiocarbon dates.

Archaeologists increasingly use large radiocarbon databases to model prehistoric human demography (also termed paleo-demography). Numerous independent projects, funded over the past decade, have assembled such databases from multiple regions of the world. These data provide unprecedented potential for comparative research on human population ecology and the evolution of social-ecological systems across the Earth. However, these databases have been developed using different sample selection criteria, which has resulted in interoperability issues for global-scale, comparative paleo-demographic research and integration with paleoclimate and paleoenvironmental data. We present a synthetic, global-scale archaeological radiocarbon database composed of 180,070 radiocarbon dates that have been cleaned according to a standardized sample selection criteria. This database increases the reusability of archaeological radiocarbon data and streamlines quality control assessments for various types of paleo-demographic research. As part of an assessment of data quality, we conduct two analyses of sampling bias in the global database at multiple scales. This database is ideal for paleo-demographic research focused on dates-as-data, bayesian modeling, or summed probability distribution methodologies.

Dendrochronological dates confirm a Late Prehistoric population decline in the American Southwest derived from radiocarbon dates.

The northern American Southwest provides one of the most well-documented cases of human population growth and decline in the world. The geographic extent of this decline in North America is unknown owing to the lack of high-resolution palaeodemographic data from regions across and beyond the greater Southwest, where archaeological radiocarbon data are often the only available proxy for investigating these palaeodemographic processes. Radiocarbon time series across and beyond the greater Southwest suggest widespread population collapses from AD 1300 to 1600. However, radiocarbon data have potential biases caused by variable radiocarbon sample preservation, sample collection and the nonlinearity of the radiocarbon calibration curve. In order to be confident in the wider trends seen in radiocarbon time series across and beyond the greater Southwest, here we focus on regions that have multiple palaeodemographic proxies and compare those proxies to radiocarbon time series. We develop a new method for time series analysis and comparison between dendrochronological data and radiocarbon data. Results confirm a multiple proxy decline in human populations across the Upland US Southwest, Central Mesa Verde and Northern Rio Grande from AD 1300 to 1600. These results lend confidence to single proxy radiocarbon-based reconstructions of palaeodemography outside the Southwest that suggest post-AD 1300 population declines in many parts of North America. This article is part of the theme issue 'Cross-disciplinary approaches to prehistoric demography'.

Genomic history and ecology of the geographic spread of rice.

Rice (Oryza sativa) is one of the world's most important food crops, and is comprised largely of japonica and indica subspecies. Here, we reconstruct the history of rice dispersal in Asia using whole-genome sequences of more than 1,400 landraces, coupled with geographic, environmental, archaeobotanical and paleoclimate data. Originating around 9,000 yr ago in the Yangtze Valley, rice diversified into temperate and tropical japonica rice during a global cooling event about 4,200 yr ago. Soon after, tropical japonica rice reached Southeast Asia, where it rapidly diversified, starting about 2,500 yr BP. The history of indica rice dispersal appears more complicated, moving into China around 2,000 yr BP. We also identify extrinsic factors that influence genome diversity, with temperature being a leading abiotic factor. Reconstructing the dispersal history of rice and its climatic correlates may help identify genetic adaptations associated with the spread of a key domesticated species.

Climate change stimulated agricultural innovation and exchange across Asia.

Ancient farmers experienced climate change at the local level through variations in the yields of their staple crops. However, archaeologists have had difficulty in determining where, when, and how changes in climate affected ancient farmers. We model how several key transitions in temperature affected the productivity of six grain crops across Eurasia. Cooling events between 3750 and 3000 cal. BP lead humans in parts of the Tibetan Plateau and in Central Asia to diversify their crops. A second event at 2000 cal. BP leads farmers in central China to also diversify their cropping systems and to develop systems that allowed transport of grains from southern to northern China. In other areas where crop returns fared even worse, humans reduced their risk by increasing investment in nomadic pastoralism and developing long-distance networks of trade. By translating changes in climatic variables into factors that mattered to ancient farmers, we situate the adaptive strategies they developed to deal with variance in crop returns in the context of environmental and climatic changes.

Exploration and exploitation in the macrohistory of the pre-Hispanic Pueblo Southwest.

Cycles of demographic and organizational change are well documented in Neolithic societies, but the social and ecological processes underlying them are debated. Such periodicities are implicit in the "Pecos classification," a chronology for the pre-Hispanic U.S. Southwest introduced in Science in 1927 which is still widely used. To understand these periodicities, we analyzed 29,311 archaeological tree-ring dates from A.D. 500 to 1400 in the context of a novel high spatial resolution, annual reconstruction of the maize dry-farming niche for this same period. We argue that each of the Pecos periods initially incorporates an "exploration" phase, followed by a phase of "exploitation" of niches that are simultaneously ecological, cultural, and organizational. Exploitation phases characterized by demographic expansion and aggregation ended with climatically driven downturns in agricultural favorability, undermining important bases for social consensus. Exploration phases were times of socio-ecological niche discovery and development.

THE SOCIAL CONSEQUENCES OF CLIMATE CHANGE IN THE CENTRAL MESA VERDE REGION.

The consequences of climate change vary over space and time. Effective studies of human responses to climatically induced environmental change must therefore sample the environmental diversity experienced by specific societies. We reconstruct population histories from A.D. 600 to 1280 in six environmentally distinct portions of the central Mesa Verde region in southwestern Colorado, relating these to climate-driven changes in agricultural potential. In all but one subregion, increases in maize-niche size led to increases in population size. Maize-niche size is also positively correlated with regional estimates of birth rates. High birth rates continued to accompany high population levels even as productive conditions declined in the A.D. 1200s. We reconstruct prominent imbalances between the maize-niche size and population densities in two subregions from A.D. 1140 to 1180 and from A.D. 1225-1260. We propose that human responses in those subregions, beginning by the mid-A.D. 1200s, contributed to violence and social collapse across the entire society. Our findings are relevant to discussions of how climate change will affect contemporary societies.

Las consecuencias del cambio climático varían a través del tiempo y espacio. Por lo tanto, estudios efectivos de las respuestas humanas al cambio ambiental climáticamente inducido tienen que muestrear la diversidad ambiental experimentada por sociedades específicas. Nosotros reconstruimos historias poblacionales desde 600 hasta 1.200 d.C. en seis porciones ambientalmente distintas de la región central de Mesa Verde, en el suroeste de Colorado, relacionándolas con cambios climáticamente inducidos en el potencial agrícola. En todas menos una de las subregiones, aumentos en la extensión del nicho del maíz llevaron a incrementos en el tamaño poblacional. La extensión del nichodel maíz también está positivamente correlacionada con estimaciones regionales de tasas de natalidad. Las altas tasas de natalidad continuaron acompañando altos niveles poblacionales aún cuando las condiciones productivas declinaron en el 1.200 d.C. Nosotros reconstruimos desbalances destacados entre el tamaño del nicho del maíz y las densidades poblacionales en dos subregiones desde 1.140 a 1.180 años d.C. y desde 1.225 a 1.260 años d.C. Proponemos que, comenzando a mediados del 1.200 d.C., las respuestas humanas en estas subregiones contribuyeron a la violencia y al colapso social a través de toda la sociedad. Nuestros hallazgos son relevantes para las discusiones acerca de cómo el cambio climático afectará a las sociedades contemporáneas.

The Impact of Climate on the Spread of Rice to North-Eastern China: A New Look at the Data from Shandong Province.

Moving crops outside of their original centers of domestication was sometimes a challenging process. Because of its substantial heat requirements, moving rice agriculture outside of its homelands of domestication was not an easy process for farmers in the past. Using crop niche models, we examine the constraints faced by ancient farmers and foragers as they moved rice to its most northerly extent in Ancient China: Shandong province. Contrary to previous arguments, we find that during the climatic optimum rice could have been grown in the region. Climatic cooling following this date had a clear impact on the distribution of rice, one that may have placed adaptive pressure on rice to develop a temperate phenotype. Following the development of this temperate phenotype, rice agriculture could once again become implanted in select areas of north-eastern China.

Asian archaeology. Comment on "Agriculture facilitated permanent human occupation of the Tibetan Plateau after 3600 B.P. ".

Chen et al. (Reports, 16 January 2015, p. 248) argued that early Tibetan agriculturalists pushed the limits of farming up to 4000 meters above sea level. We contend that this argument is incompatible with the growing requirements of barley. It is necessary to clearly define past crop niches to create better models for the complex history of the occupation of the plateau.

A 2,000-year reconstruction of the rain-fed maize agricultural niche in the US Southwest.

Humans experience, adapt to and influence climate at local scales. Paleoclimate research, however, tends to focus on continental, hemispheric or global scales, making it difficult for archaeologists and paleoecologists to study local effects. Here we introduce a method for high-frequency, local climate-field reconstruction from tree-rings. We reconstruct the rain-fed maize agricultural niche in two regions of the southwestern United States with dense populations of prehispanic farmers. Niche size and stability are highly variable within and between the regions. Prehispanic rain-fed maize farmers tended to live in agricultural refugia--areas most reliably in the niche. The timing and trajectory of the famous thirteenth century Pueblo migration can be understood in terms of relative niche size and stability. Local reconstructions like these illuminate the spectrum of strategies past humans used to adapt to climate change by recasting climate into the distributions of resources on which they depended.