ABSTRACT
In July 2020, the European Commission's High-Level Expert Group on AI (HLEG-AI) published the Assessment List for Trustworthy Artificial Intelligence (ALTAI) tool, enabling organizations to perform self-assessments of the fit of their AI systems and surrounding governance to the "7 Principles for Trustworthy AI." Prior research on ALTAI has focused primarily on specific application areas, but there has yet to be a comprehensive analysis and broader recommendations aimed at proto-regulators and industry practitioners. This paper therefore starts with an overview of this tool, including an assessment of its strengths and limitations. The authors then consider the success by which the ALTAI tool is likely to be of utility to industry in improving understanding of the risks inherent in AI systems and best practices to mitigate such risks. It is highlighted how research and practices from fields such as Environmental Sustainability, Social Justice, and Corporate Governance (ESG) can be of benefit for addressing similar challenges in ethical AI development and deployment. Also explored is the extent to which the tool is likely to be successful in being taken up by industry, considering various factors pertaining to its likely adoption. Finally, the authors also propose recommendations applicable internationally to similar bodies to the HLEG-AI regarding the gaps needing to be addressed between high-level principles and practical support for those on the front-line developing or commercializing AI tools. In all, this work provides a comprehensive analysis of the ALTAI tool, as well as recommendations to relevant stakeholders, with the broader aim of promoting more widespread adoption of such a tool in industry.
ABSTRACT
Data and autonomous systems are taking over our lives, from healthcare to smart homes very few aspects of our day to day are not permeated by them. The technological advances enabled by these technologies are limitless. However, with advantages so too come challenges. As these technologies encompass more and more aspects of our lives, we are forgetting the ethical, legal, safety and moral concerns that arise as an outcome of integrating our lives with technology. In this work, we study the lifecycle of artificial intelligence from data gathering to deployment, providing a structured analytical assessment of the potential ethical, safety and legal concerns. The paper then presents the foundations for the first ethical artificial intelligence sustainability statement to guide future development of AI in a safe and sustainable manner.
ABSTRACT
This paper describes IEEE P7001, a new draft standard on transparency of autonomous systems. In the paper, we outline the development and structure of the draft standard. We present the rationale for transparency as a measurable, testable property. We outline five stakeholder groups: users, the general public and bystanders, safety certification agencies, incident/accident investigators and lawyers/expert witnesses, and explain the thinking behind the normative definitions of "levels" of transparency for each stakeholder group in P7001. The paper illustrates the application of P7001 through worked examples of both specification and assessment of fictional autonomous systems.