Transition from monolayer-thick 2D to 3D nano-clusters on α-Al2O3(0001).

This paper reports on the long-standing puzzle of the atomic structure of the Ag/α-Al2O3(0001) interface by combining X-ray absorption spectroscopy, to determine Ag local environment [i.e. average Ag-Ag (dAg-Ag) and Ag-O (dAg-O) interatomic distances and Ag coordination numbers (CN)], and numerical simulations on nanometric-sized particles. The experimental key was the capability of a structural study of clusters involving only a few atoms. The concomitant decrease of dAg-Ag and CN with decreasing cluster size provides unambiguous fingerprints for the dimensionality of the Ag clusters in the subnanometric regime leading to a series of unexpected results regarding the size-dependent interface structures. At low coverage, Ag atoms sit on surface Al sites to form buckled monolayer-thick islands associated with a Ag-Ag distance (2.75 Å) which fits the alumina lattice. Upon increasing Ag coverage, as 3D clusters appear, the Ag interface atoms tend to leave Al sites to sit atop O atoms as dAg-Ag increases. The then highlighted size-dependent evolution, is built on structural models which seemed so far contradictory in a static vision of the interface. Theory generalizes the case as it predicts the existence of alumina-supported 2D clusters of Pd and Pt at small coverage and a similar 2D-3D transition upon increasing the size. The structural transformation from 2D Ag clusters to macroscopic 3D islands is accompanied by a noticeable reduction of adhesion energy at the Ag/α-Al2O3(0001) interface.

On the O2 "Surfactant" Effect during Ag/SiO2 Magnetron Sputtering Deposition: The Point of View of In Situ and Real-Time Measurements.

The use of gaseous species has been proposed in the literature to counteract the three-dimensional growth tendency of noble metals on dielectric substrates and favor an earlier percolation without compromising electrical properties. This "surfactant" effect is rationalized herein in the case of O2 presence during magnetron sputtering deposition of Ag films on SiO2. In situ and real-time techniques (X-ray photoemission, film resistivity, UV-visible optical spectroscopy) and ex situ characterizations (X-ray diffraction and transmission electron microscopy) were combined to scrutinize the impact of O2 addition in the gas flow (%O2), revealing three regimes of evolution of film resistivity, morphology, structure, and chemical composition. At low oxygen flow conditions (%O2 < 4), the observed drastic decrease of the percolation threshold is assigned to a combination of (i) a change in nanoparticle density, wetting, and crystallographic texture and (ii) a delayed coalescence effect. The driving force is ascribed to the presence of specific adsorbed oxygen moieties, the nature of which starts evolving at intermediate oxygen flow conditions (10 ≤ %O2 < 20). At high oxygen flow (20 ≤ %O2 < 40), the found detrimental impact on film resistivity is assigned to an actual oxidation in the form of a Ag2O-like poorly crystallized compound. For all %O2, a composition gradient is observed across the film thickness, with a more metallic Ag at the substrate interface. A correlation between percolation and the nature of the detected O moieties is observed. In parallel to an oxygen spillover mechanism, this gradient can be explained by the competition between different surface processes occurring before percolation, namely, aggregation, metal oxidation, and substrate reactivity. Such findings pave the way to a rational use of O2 as a modifier for Ag growth.

A new method for high resolution curvature measurement applied to stress monitoring in thin films.

By combining the well-known grid reflection method with a digital image correlation algorithm and a geometrical optics model, a new method is proposed for measuring the change of curvature of a smooth reflecting substrate, a common reporter of stress state of deposited layers. This tool, called Pattern Reflection for Mapping of Curvature (PReMC), can be easily implemented for the analysis of the residual stress during deposition processes and is sufficiently accurate to follow the compressive-tensile-compressive stress transition during the sputtering growth of a Ag film on a Si substrate. Unprecedented resolution below 10-5m-1can be reached when measuring a homogeneous curvature. A comparison with the conventional laser-based tool is also provided in terms of dynamical range and resolution. In addition, the method is capable of mapping local variations in the case of a non-uniform curvature as illustrated by the case of a Mo film of non-uniform film thickness under high compressive stress. PReMC offers interesting perspectives forin situaccurate stress monitoring in the field of thin film growth.

Core level shifts as indicators of Cr chemistry on hydroxylated α-Al2O3(0001): a combined photoemission and first-principles study.

The Cr/α-Al2O3(0001) interface has been explored by X-ray photoemission spectroscopy, X-ray absorption spectroscopy (XAS) and ab initio first-principles calculations of core level shifts including final state effects. After an initial oxidation via a reaction with residual surface OH but no reduction of the alumina substrate, Cr grows in a metallic form without any chemical effect on the initially oxidized Cr. However, Cr metal lacks crystallinity. Long-range (reflection high energy electron diffraction) and short-range (XAS) order are hardly observed. Thus photoemission combined with atomistic simulations becomes a unique tool to explore the chemistry and environment at the Cr/alumina interface. Cr 2p, O 1s and Al 2s shifted components are all explained by the formation of moieties involving Cr3+ and/or Cr4+ and of metallic Cr0, which supports the previously found Cr buffer mechanism for poorly adhesive metals. Beyond the situation under study, the present data demonstrate the ability of a combined experimental and theoretical approach of core-level shifts to exhaustively describe the general case of disordered metal/oxide interfaces.

Orientation-dependent chemistry and band-bending of Ti on polar ZnO surfaces.

Orientation-dependent reactivity and band-bending are evidenced upon Ti deposition (1-10 Å) on polar ZnO(0001)-Zn and ZnO(0001[combining macron])-O surfaces. At the onset of the Ti deposition, a downward band-bending was observed on ZnO(0001[combining macron])-O while no change occurred on ZnO(0001)-Zn. Combining this with the photoemission analysis of the Ti 2p core level and Zn L3(L2)M45M45 Auger transition, it is established that the Ti/ZnO reaction is of the form Ti + 2ZnO → TiO2 + 2Zn on ZnO(0001)-Zn and Ti + yZnO → TiZnxOy + (y - x)Zn on ZnO(0001[combining macron])-O. Consistently, upon annealing thicker Ti adlayers, the metallic zinc is removed to leave ZnO(0001)-Zn surfaces covered with a TiO2-like phase and ZnO(0001[combining macron])-O surfaces covered with a defined (Ti, Zn, O) compound. Finally, a difference in the activation temperature between the O-terminated (500 K) and Zn-terminated (700 K) surfaces is observed, which is tentatively explained by different electric fields in the space charge layer at ZnO surfaces.

Photoemission Fingerprints for Structural Identification of Titanium Dioxide Surfaces.

The wealth of properties of titanium dioxide relies on its various polymorphs and on their mixtures coupled with a sensitivity to crystallographic orientations. It is therefore pivotal to set out methods that allow surface structural identification. We demonstrate herein the ability of photoemission spectroscopy to provide Ti LMV (V = valence) Auger templates to quantitatively analyze TiO2 polymorphs. The Ti LMV decay reflects Ti 4sp-O 2p hybridizations that are intrinsic properties of TiO2 phases and orientations. Ti LMV templates collected on rutile (110), anatase (101), and (100) single crystals allow for the quantitative analysis of mixed nanosized powders, which bridges the gap between surfaces of reference and complex materials. As a test bed, the anatase/rutile P25 is studied both as received and during the anatase-to-rutile transformation upon annealing. The agreement with X-ray diffraction measurements proves the reliability of the Auger analysis and highlights its ability to detect surface orientations.

Surface and Epitaxial Stresses on Supported Metal Clusters.

Surface stress and energy are basic quantities in the Gibbsian formulation of the thermodynamic description of surfaces which is central in the formation and long-term behavior of materials at the nanoscale. However, their size dependence is a puzzling issue. It is even unclear whether they decrease or increase with decreasing particle size. In addition, for a given metal, estimates often span over an order of magnitude, far apart from bulk data, which, in the absence of any explicit size-dependence rule, escapes understanding. Here, we combine X-ray absorption and nanoplasmonics data with atomistic simulation to describe α-Al2O3(0001)-supported silver particles. By comparison to MgO(001)-supported and embedded silver, we distinguish epitaxial and surface stress. The latter is shown to dominate above 3 nm in size. Since the observation mostly relies on surface/bulk ratio, a metal-independent picture emerges that is expected to have far-reaching consequences for the understanding of the energetics of nanoparticles.

New routes for improving adhesion at the metal/α-Al2O3(0001) interface.

With the advent of new steel grades, galvanic protection by zinc coating faces a new paradigm. Indeed, enrichment in strengthening elements prone to oxidation, such as Al, Mn, and Si, leads to the formation of oxide films that are poorly wet by zinc. We study herein routes for the improvement of adhesion at the model Zn/α-Al2O3 interface by the addition of metals. As a first step, with the help of ab initio results on the adsorption characteristics of transition metal adatoms at α-alumina surfaces, we establish and rationalize clear trends in both the behavior of metal-alumina interaction strength and the relative thermodynamic stability of configurations with weakly and strongly bound metal adatoms. The reasons for the enhanced binding strength of transition metals, such as Cr, maintained regardless of the precise alumina termination and the surface charge state are pointed out. On these grounds, possible improvements of adhesion under realistic conditions are discussed. It is predicted that enrichment in transition metals, such as Cr, may produce strongly adhesive interfaces that lead to cohesive cleavage.

Charge Transfer at Hybrid Interfaces: Plasmonics of Aromatic Thiol-Capped Gold Nanoparticles.

Although gold nanoparticles stabilized by organic thiols are the building blocks in a wide range of applications, the role of the ligands on the plasmon resonance of the metal core has been mostly ignored until now. Herein, a methodology based on the combination of spectroscopic ellipsometry and UV-vis spectroscopy is applied to extract dielectric functions of the different components. It is shown that aromatic thiols allow a significant charge transfer at the hybrid interface with the s and d bands of the gold core that yields "giant" red shifts of the plasmon band, up to 40 nm for spherical particles in the size range of 3-5 nm. These results suggest that hybrid nanoplasmonic devices may be designed through the suitable choice of metal core and organic components for optimized charge exchange.

Spectral restoration in high resolution electron energy loss spectroscopy based on iterative semi-blind Lucy-Richardson algorithm applied to rutile surfaces.

A new spectral restoration algorithm of reflection electron energy loss spectra is proposed. It is based on the maximum likelihood principle as implemented in the iterative Lucy-Richardson approach. Resolution is enhanced and point spread function recovered in a semi-blind way by forcing cyclically the zero loss to converge towards a Dirac peak. Synthetic phonon spectra of TiO2 are used as a test bed to discuss resolution enhancement, convergence benefit, stability towards noise, and apparatus function recovery. Attention is focused on the interplay between spectral restoration and quasi-elastic broadening due to free carriers. A resolution enhancement by a factor up to 6 on the elastic peak width can be obtained on experimental spectra of TiO2(110) and helps revealing mixed phonon/plasmon excitations.

Growth kinetics and size-dependent wetting of Ag/α-Al2O3(0001) nanoparticles studied via the plasmonic response.

The growth of vapour-deposited silver nanoparticles on α-Al2O3 was studied in situ from 190 to 675 K by surface differential reflectivity spectroscopy in the UV-visible range. Changes in size, shape and density were derived from the plasmonic response modelled in the framework of interface susceptibilities by assuming that supported clusters were in the form of truncated spheres. The sticking coefficient of silver on alumina is close to one up to T ≃ 575 K before entering a regime of incomplete condensation. The Arrhenius dependence of the saturation density indicates a nucleation on defects at low temperature (T ≤ 300 K) and detrapping above. The particle size D evolution follows temporal power laws, independent of temperature and flux, which characterize the growth (D ∼ t(0.31)) and coalescence (D ∼ t(0.55)) of the film. These are indicative of the growth of isolated particles at constant density and dynamic coalescence, respectively. The wetting angle of the silver clusters is shown to increase during the growth regime, which is assigned to a combination of surface stress and mismatch-induced strain, and to decrease upon coalescence, which is attributed to plastic relaxation. For particles larger than 10 nm in size, the values of contact angle and adhesion energy level off with asymptotic limits (θ(c) = 127.5° ± 1° and 0.48 ± 0.02 J m⁻²) that nicely agree with tabulated data. This work highlights the ability of nanoplasmics to monitor in situ the growth kinetics of thin supported films.

Quantitative analysis of nanoparticle growth through plasmonics.

Plasmon excitation appears to be a powerful and flexible tool for probing in situ and in real time the growth of supported conducting metal nanoparticles. However, although models exist for analysing optical profiles, limitations arise in the realistic modelling of particle shape from the lack of knowledge of temperature effects and of broadening sources. This paper reports on the growth of silver on alumina at 190-675 K monitored by surface differential reflectivity spectroscopy in the UV-visible range. In the framework of plasmonic response analysis, particles are modelled by truncated spheres. Their polarizabilities are computed within the quasi-static approximation and used as an input to the interface susceptibilities model in order to determine the Fresnel reflection coefficient. The pivotal importance of the thermal variation of the metal dielectric constant is demonstrated. Finite-size effects are accounted for. As size distribution fluctuations contribute marginally to the lineshape compared to the aspect ratio (diameter/height) distribution, a convolution method for representing the experimental broadening is introduced. Effects of disorder on the lineshape are discussed. It is highlighted that beside the quality of the fit (not a proof by itself!), physical meaning of the parameters related to the sticking probability, growth and wetting is crucially required for validating models. The proposed modelling opens interesting perspectives for the quantitative study of growth via plasmonics, in particular in the case of noble metals.

Effects of near-neighbor correlations on the diffuse scattering from a one-dimensional paracrystal.

The one-dimensional paracrystal model is generalized by folding the lattice sites with objects whose scattering lengths or sizes and separation display a spatial correlation from cell to cell. A general theory to calculate the diffuse scattering and the scattering-length autocorrelation function is developed. The investigated models of coupling along the paracrystalline chain are the correlations between (i) the sizes of the scatterers, (ii) the sizes of scatterers and their separations, and (iii) the sizes of scatterers and the fluctuation of their separation distances. In the first case (i), the size of a scatterer is, on average, linked to that of its neighbors. As a result, a continuous transition from the total lack of size correlation (known as decoupling approximation or DA) to the scattering from monodisperse domains (local monodisperse approximation or LMA) is obtained. In the second case of correlation (ii), the mean interobject distance is assumed to depend on the respective sizes of nearest neighbors. Depending on the introduced correlation parameter, aggregation or hard-core-type effects can be accounted for. Surprisingly, in some cases, it is possible to find a peak in the scattering curve without any structure in the total interference function. The size-separation correlations may also dramatically reduce the scattering intensity close to the origin compared to the completely uncorrelated case. The last model (iii) foresees a coupling between the sizes of neighboring objects and the variance of the separation between neighbors. Within this model, on average along the chain, the fluctuations of distances between scatterers become dependent on the respective sizes of neighbors, while the mean distance between objects remains constant.

Real-time monitoring of growing nanoparticles.

One challenge in the production of nanometer-sized objects with given properties is to control their growth at a macroscopic scale in situ and in real time. A dedicated ultrahigh-vacuum grazing-incidence small-angle x-ray scattering setup has been developed, yielding high sensitivity and dynamics. Its capabilities to derive the average particle shape and size and the film growth mode and ordering and to probe both surfaces and buried interfaces are illustrated for two prototypical cases: the model catalyst Pd/MgO(100) and the self-organized Co/Au(111) system. A wide range of technologically important systems can potentially be investigated in various gaseous environments.