Using antiaromaticity to illuminate aromaticity during a research career with undergraduates.

Antiaromatic species tend to be among the least well-studied and understood group in organic chemistry, primarily because their anticipated instability dissuaded most chemists from exploring their behavior. A research project that was intended to form three-dimensional aromatic dications resulted instead in a set of antiaromatic dications from oxidation of fluorenylidene derivatives. These dications can be modified in ways that help illuminate factors that affect both antiaromaticity and aromaticity. The characterization of these species, as well as antiaromatic dianions, through magnetic, energetic, and structural properties is described along with the relationships between these properties. Because this work represents contributions almost exclusively from undergraduate researchers, and because many readers of the Journal may not have a great deal of experience in this environment, I also include some thoughts about the opportunities and challenges of undergraduate research.

Relationship of charge to antiaromaticity in bis-fluorenyl dications and fluorenyl monocations: experimental support for theoretical calculations.

The antiaromaticity of fluorenyl cations is dependent on the magnitude of the charge of the system. Theoretical assessments of antiaromaticity and charge were supported by experimental NMR chemical shifts. Delocalization was related to antiaromaticity, and evaluated through the standard deviation of the charges on carbons of the fluorenyl systems.

Magic acid free generation of antiaromatic dications at room temperature.

A new method for the generation of dicationic species via ionization of diols is described. The method makes use of milder reagents at room temperatures, an advantage over use of Magic Acid at -78 °C. A series of mono- and dications were synthesized successfully, including previously unattainable species.

Reduction of benzylidene dibenzo[a,d]cycloheptenes: over-reduction of antiaromatic dianions to aromatic tetraanions.

The antiaromaticity of a series of dianions of p-substituted benzylidene dibenzo[a,d]cycloheptenes was examined through calculated measures of antiaromaticity. The nucleus-independent chemical shifts (NICS) and magnetic susceptibility exaltation both showed substantial antiaromatic character in the benzannulated tropylium anion. When the antiaromaticity was normalized for the area of the ring, these tropylium anions were shown to be among the most antiaromatic anions in the chemical literature. Attempts to make the dianion through reduction with lithium or potassium gave the tetraanion as the only species observable in the (1)H NMR spectrum. Quench of the reaction mixture with trimethylsilyl chloride or D(2)O confirmed the presence of the tetraanion, but only as a small portion of the reaction mixture, with the major product being unreacted starting material. The failure to observe starting material was attributed to similarities in the structures of the starting material and anion radical (first reduction), allowing rapid electron transfer between them. The inability to see the dianion (second reduction) could be the result of the very small HOMO-LUMO gap anticipated for highly antiaromatic species, which would allow access to diradical species. The magnitude of the HOMO-LUMO gap was determined by the difference between the HOMO and LUMO energies from geometry optimization and the lowest energy transition from TD-DFT calculations. The HOMO-LUMO gap for the benzylidene dibenzocycloheptatriene dianions was shown to be much smaller than the HOMO-LUMO gap of species for which (1)H NMR spectra had been observed.

Antiaromatic dianions: dianions of dixanthylidene by reduction and attempted excited-state deprotonation.

Reduction of dixanthylidene with potassium or lithium resulted in formation of the antiaromatic dianion in high yield. Attempts to form the dianion by excited-state deprotonation of dixanthene with n-butyllithium/TMEDA resulted in formation of the tetraanion from deprotonation ortho to the oxygen. Orientation of the sp(3) hydrogens presumably allows preferential deprotonation of the xanthene rings.

Dications of 3-phenyl-indenylidene dibenzo[a.d]cycloheptene: the role of charge in the antiaromaticity of cationic systems.

Dications of 9-(3-phenyl-1H-inden-1-ylidene)-5H-dibenzo[a,d]cycloheptene, 5(2+), were prepared by oxidation with SbF(5) in SO(2)ClF, and their magnetic behavior was compared to dications of 9-(3-phenyl-1H-inden-1-ylidene)-9H-fluorene, 2(2+). The good correlation between the experimental (1)H NMR shifts for the dications that were oxidized cleanly and the chemical shifts calculated by the GAIO method supported the use of the nucleus independent chemical shifts, NICS, to evaluate the antiaromaticity of the indenyl systems of 2(2+)/5(2+) and their unsubstituted parent compounds, 6(2+) and 7(2+), as well as the antiaromaticity of the fluorenyl system of 2(2+)/7(2+) and the aromaticity of the dibenzotropylium system of 5(2+)/6(2+). Antiaromaticity was shown to be directly related to the amount of charge in the antiaromatic systems, with the antiaromatic systems more responsive to changes in the calculated NBO charge than the aromatic systems. The antiaromaticity was also shown to be directly related to the amount of delocalization in the ring system. The aromaticity of the dibenzotropylium system was much less responsive to changes in the amount of charge in the tropylium system, because the aromatic system was much more completely delocalized. Thus, antiaromatic species are more sensitive probes of delocalization than aromatic ones.

Dications of benzylidenefluorene and diphenylmethylidene fluorene: the relationship between magnetic and energetic measures of antiaromaticity.

Oxidation of m- and p-substituted benzylidene fluorenes to antiaromatic dications was attempted by electrochemical and chemical means. Electrochemical oxidation to dications was successful for benzylidene fluorenes with p-methoxy, p-methyl, p-fluoro, and unsubstituted phenyl rings in the 3-position; attempts to oxidize the m-substituted derivatives via electrochemistry were unsuccessful. Chemical oxidation with SbF(5)/SO(2)ClF gave the dication of 9-[(4-methoxyphenyl)methylene]-9H-fluorene cleanly; oxidation of all other substituted benzylidene fluorenes resulted in mixtures of products. The excellent linear relationship between the chemical shifts calculated by the GIAO method and the experimental shifts for the p-methoxy-substituted benzylidene fluorene dication suggests that the calculations satisfactorily reflect the magnetic properties of this dication and potentially those of the other dications studied. The redox potentials from electrochemical oxidation, a measure of the stability of the dications, showed a good linear relationship with another measure of stability, the calculated difference in energy between each dication and its neutral precursor. The dications of benzylidene fluorenes were less stable than the dications of diphenylmethylidene fluorenes; within each type of compound, dications with p-substituted phenyl rings were more stable than dications with m-substituted phenyl rings and dications with phenyl rings substituted with electron-donating groups were more stable than dications with phenyl rings substituted with electron-withdrawing groups. The antiaromaticity of the fluorenyl system was assessed through the nucleus-independent chemical shift (NICS) that was also calculated by the GIAO method. The plot of the NICS values per square area versus the calculated energy difference for the dications showed a moderate degree of linearity; the plot of NICS values per square area versus the oxidation potentials was less linear. Thus, a suggestive, but not conclusive, relationship between magnetic and energetic measures of antiaromaticity was observed.

Dose dense cyclophosphamide, methotrexate, fluorouracil is feasible at 14-day intervals: a pilot study of every-14-day dosing as adjuvant therapy for breast cancer.

PURPOSE: Cyclophosphamide/methotrexate/fluorouracil (CMF) is a proven adjuvant option for patients with early-stage breast cancer. Randomized trials with other regimens demonstrate that dose-dense (DD) scheduling can offer greater efficacy. We investigated the feasibility of administering CMF using a DD schedule. PATIENTS AND METHODS: Thirty-eight patients with early-stage breast cancer were accrued from March 2008 through June 2008. They were treated every 14 days with C 600, M 40, F 600 (all mg/m2) with PEG-filgrastim (Neulasta®) support on day 2 of each cycle. The primary endpoint was tolerability using a Simon's 2-stage optimal design. The design would effectively discriminate between true tolerability (as protocol-defined) rates of ≤ 60% and ≥ 80%. RESULTS: The median age was 52-years-old (range, 38-78 years of age). Twenty-nine of the 38 patients completed 8 cycles of CMF at 14-day intervals. CONCLUSION: Dose-dense adjuvant CMF is tolerable and feasible at 14-day intervals with PEG-filgrastim support.

A pilot study of dose-dense adjuvant paclitaxel without growth factor support for women with early breast carcinoma.

PURPOSE: Granulocyte-colony stimulating factor (G-CSF) was used in CALGB 9741 to support dose-dense sequential chemotherapy with doxorubicin and cyclophosphamide (AC) followed by paclitaxel (P) (Citron et al. J Clin Oncol 21:1431-1439, 2003). However, myelosuppression is not known to be dose or schedule limiting for paclitaxel. We therefore conducted this trial to determine the need for routine G-CSF, using the pegylated product (pG-CSF), support during the paclitaxel component of dose-dense sequential chemotherapy in women with early stage breast carcinoma (BC). PATIENTS AND METHODS: Eligible patients received dose-dense chemotherapy consisting of four cycles of AC followed by four cycles of P at two week intervals. pG-CSF (Neulasta) was administered after each of four cycles of AC but was held after P. Planned enrollment was 59 pts. RESULTS: Of the first 15 patients, nine completed therapy without delays due to neutropenia but 6 (40%) did not, leading to implementation of the pre-specified early termination rule. Overall, 85% of P doses were successfully delivered on time. The mean treatment delay for the entire group due to neutropenia was 0.75 days. There was no significant correlation between neutropenia and prior WBC, ANC, or concurrent treatment with trastuzumab. Pts with neutropenia tended to be younger (Mean age 43.5) and have a lower BSA (1.65 m(2)). There were no febrile episodes due to omission of pG-CSF. CONCLUSION: When paclitaxel is administered in a dose-dense fashion without growth factor support brief treatment delays are common. Further study is needed to identify the minimal pG-CSF administration that will avoid treatment delays.

Antiaromaticity in distal bisfluorenyl dications separated by multiple discrete spacer units.

The effect of spacers on the antiaromaticity of bisfluorenyl dications was examined. For systems such as 4a-c in which extensive delocalization of the positive charge through the pi-system is not possible, a relationship based primarily on localized hyperconjugation as well as the distance between the fluorenyl systems and their antiaromaticity was demonstrated. Dications 2a-c and 3a-c also show the relationship, but it is further modulated by delocalization through the pi-system. Calculated assessment of antiaromaticity was supported by experimental shifts for 2a,b and 3a-c.

Dianion and dication of tetrabenzo[5.7]fulvalene. Greater antiaromaticity than aromaticity in comparable systems.

The dianion, 5(2-), and dication, 5(2+), of tetrabenzo[5.7]fulvalene represent an aromaticity/antiaromaticity continuum in which the fluorenyl system changes from aromatic in 5(2-) to antiaromatic in 5(2+). Conversely, the antiaromatic dibenzotropylium system of 5(2-) becomes an aromatic system in 5(2+), allowing an examination of aromaticity/antiaromaticity within the same carbon framework. Dianion 5(2-) was prepared and characterized by (1)H NMR spectroscopy. The fluorenyl system of 5(2-) showed the downfield shifts expected for an aromatic system, while the dibenzotropylium system showed the paratropic shifts expected for an antiaromatic system. The conclusions from (1)H NMR spectroscopy were supported by NICS(1) zz calculations for each system. Comparison of the (1)H NMR spectrum and NICS(1) zz of 5(2-) with those of 5(2+) supported the assignments of aromaticity/antiaromaticity for each system. Aromaticity/antiaromaticity were further examined through comparison of the degree of bond length alternation, which showed that the bond length alternation was slightly greater for the antiaromatic ring systems than for the aromatic systems. However, when structures of 5(2-) and 5(2+) with no bond length alternation were examined, there was a dramatic increase in the degree of antiaromaticity for the antiaromatic ring systems as evaluated through NICS. This result suggests that a decrease in bond length alternation results in an increase in antiaromaticity as well as an increase in aromaticity. The magnitude of the antiaromaticity of the fluorenyl system in 5(2+) was greater than the magnitude of the aromaticity in the fluorenyl system of 5(2-), with similar effects shown by the analogous tropylium systems. This is consistent with the behavior of the antiaromatic dication of tetrabenzo[5.5]fulvalene, compared to that of its aromatic dianion, and also with the behavior of the cyclopentadienyl cation/anion and tropylium cation/anion.

Prolonged dose-dense epirubicin and cyclophosphamide followed by paclitaxel in breast cancer is feasible.

PURPOSE: We conducted a pilot study of dose-dense epirubicin/cyclophosphamide (EC) x 6 --> paclitaxel (P) x 6 with pegfilgrastim. A previous dose-dense trial of FEC (5-fluorouracil [5-FU]/EC) x 6 with filgrastim --> by weekly paclitaxel alternating with docetaxel x 18 was not feasible because of pneumonitis (with dose-dense FEC) and pericardial/pleural effusion (taxane phase). Dose-dense EC (without the 5-FU) is not associated with pneumonitis, and dose-dense paclitaxel (alone) is feasible. Primary objective was feasibility. PATIENTS AND METHODS: Patients with resectable breast cancer were enrolled, regardless of surgery status, tumor size, or nodal status. Treatment regimen consisted of every-2-week EC (100/600 mg/m2) x 6 --> by 2-weekly P (175 mg/m2) x 6 with pegfilgrastim 6 mg on day 2. RESULTS: Between November 2004 and May 2005, 38 patients were enrolled. The median age was 47 years (range, 30-72 years); 33 of 38 (87%) were treated in the adjuvant setting and 27 of 33 (81%) had involved nodes (range, 1-46); 5 of 38 (13%) were treated pre-operatively; 33 of 38 (87%) completed all chemotherapy as planned; the remaining patients (13%) had treatment modifications for toxicity. Febrile neutropenia occurred in 6 of 38 patients (16 %) and only during EC. There were 12 hospitalizations in 9 of 38 patients (24%) enrolled. CONCLUSION: Dose-dense every-2-week EC x 6 --> P x 6 with pegfilgrastim is feasible based on our prospective definition.

Antiaromatic spacer-bridged bisfluorenyl dications generated by superacid induced ionization.

Derivatives of the dication of tetrabenzo[5.5]fulvalene were prepared with phenyl and ethynyl spacers through ionization of the appropriate bis-methylethers. The antiaromaticity shown by the parent dication was demonstrated for these dications with spacers, although it was attenuated by the presence of the spacer. It was substantially greater than that of fluorenyl monocations with similar substituents. Antiaromaticity was evaluated through comparison of (1)H NMR shifts with those of acyclic analogues, through nucleus independent chemical shifts, and through magnetic susceptibility exaltation. Although the fluorenyl systems are separated by spacers, the antiaromaticity of one system is affected by the other remote fluorenyl system. An explanation for this interaction may lie in the ability of a remote cationic substituent to attenuate delocalization in the spacer. The use of spacers is designed to prevent side reactions in less stable antiaromatic dications, allowing exploration of a number of species that have previously been inaccessible.

The safety of dose-dense doxorubicin and cyclophosphamide followed by paclitaxel with trastuzumab in HER-2/neu overexpressed/amplified breast cancer.

PURPOSE: Dose-dense (dd) doxorubicin and cyclophosphamide (AC) followed by paclitaxel (P) is superior to every 3-weekly AC followed by P. Given the demonstrated cardiac safety for trastuzumab (T) with conventionally scheduled AC followed by P, we tested the safety of dd AC followed by P with T. The primary end point was cardiac safety, and the secondary end points were time to recurrence and overall survival. METHODS: Patients with HER-2/neu immunohistochemistry (IHC) 3+ or fluorescent in situ hybridization (FISH)-amplified breast cancer and baseline left ventricular ejection fraction (LVEF) of >or= 55% were enrolled, regardless of tumor size or nodal status. Treatment consisted of AC (60/600 mg/m(2)) x 4 followed by P (175 mg/m(2)) x 4 every 2-weekly with pegfilgrastim (6 mg on day 2) + T x1 year. LVEF by radionuclide scan was obtained at baseline, at months 2, 6, 9, and 18. RESULTS: From January 2005 to November 2005, 70 patients were enrolled. The median age was 49 years (range, 27 to 72 years); median LVEF at baseline was 68% (range, 55% to 81%). At month 2 in 70 of 70 patients, the median LVEF was 67% (range, 58% to 79%); at month 6 in 67 of 70 patients, it was 66% (range, 52% to 75%); at month 9 in 68 of 70 patients, it was 65% (range, 50% to 75%); and at month 18 in 48 of 70 patients, it was 66% (range, 57% to 75%). As of December 1, 2007, the median follow-up was 28 months (range, 25 to 35 months). One patient (1%) experienced congestive heart failure (CHF). There were no cardiac deaths. CONCLUSION: Dose-dense AC followed by P/T followed by T is feasible and is not likely to increase the incidence of cardiac events compared to established regimens.

Summation of nucleus independent chemical shifts as a measure of aromaticity.

When the nucleus independent chemical shifts, NICS(1)zz, for a set of aromatic and antiaromatic hydrocarbons are summed, they show an excellent linear relationship with the magnetic susceptibility exaltation, Lambda, for neutral, cationic, and monoanionic species. Aromatic and antiaromatic dianions show a similar relationship but with a different slope. However, when both Lambda and the summation of NICS(1)zz are divided by the area of the ring squared, the vast majority of the aromatic and antiaromatic species fall on the same line, indicating that both NICS and Lambda are affected by the size of the ring. The species that deviate slightly from the line are a few of the anionic compounds, which may be a result of the difficulties of calculating magnetic properties of anions. This is the first report of the relationship of NICS to ring area. In addition, the excellent correlation between Lambda and the summation of NICS(1)zz demonstrates that summation of NICS(1)zz values for individual ring systems of polycyclic ring systems to give a measure of the aromaticity of the entire system is justified. By extension, the excellent correlation also serves to demonstrate that the NICS(1)zz values for individual ring systems are reliable measures of local aromaticity/antiaromaticity. Finally, the excellent correlation between experimental shifts and the 13C NMR shifts calculated with density functional theory, B3LYP/6-311+g(d,p), serves as an indirect validation of the accuracy of the NICS(1)zz calculated by the same method and basis set.

Dications of 3-phenylindenylidenefluorenes: evaluation of antiaromaticity of indenyl and fluorenyl cations by magnetic measures.

Dications of p-substituted 3-phenylindenylidenefluorenes were prepared to examine the response of the resulting indenyl and fluorenyl cationic systems to magnetic measures of antiaromaticity. All measures, (1)H NMR shifts, nucleus independent chemical shifts (NICS(1)(zz)), and magnetic susceptibility exaltation, Lambda, supported the antiaromaticity of the dications 3a-f2+. The 1H NMR shifts and NICS(1)(zz) showed that the indenyl ring system was less antiaromatic than the fluorenyl ring system, contrary to the antiaromaticity of indenyl monocations compared to fluorenyl monocations. The presence of a phenyl substituent in the 3-position was able to stabilize the indenylidene cation through resonance, decreasing its antiaromaticity, but even in the absence of the 3-phenyl substituent, the indenyl system of indenylidenefluorene dications was less antiaromatic than the fluorenyl system. The decreased antiaromaticity of the 3-phenylindenylidenefluorene dications over the unsubstituted indenylidenefluorene dication was supported by (anti)aromatic (de)stabilization energy calculations, ASE.

The aromaticity/antiaromaticity continuum. 1. Comparison of the aromaticity of the dianion and the antiaromaticity of the dication of tetrabenzo[5.5]fulvalene via magnetic measures.

The aromaticity of the dianion (2) and the antiaromaticity of the dication (3) of tetrabenzo[5.5]fulvalene have been evaluated through magnetic criteria, (1)H NMR shifts, nucleus-independent chemical shifts, NICS, and magnetic susceptibility exaltation, Lambda. The sum of the NICS values, using the GIAO (gauge-independent atomic orbital) method, for 2 is -35.2; that of 3 is +38.2, indicating the aromaticity of 2 and the antiaromaticity of 3. Calculation of magnetic susceptibility exaltation using the CSGT (continuous set of gauge transformations) method gives a similar result, with Lambda of -81.8 ppm cgs for 2 and 95.8 ppm cgs for 3. The general validity of these values is supported by excellent agreement between the NMR shifts calculated by the GIAO and CSGT methods with experimental shifts. Comparison of 1H NMR shifts with those of model compounds allows evaluation of the magnitude of the diatropic shift in 2 and paratropic shift in 3 and supports their assignment as aromatic/antiaromatic, respectively. The agreement between calculated and experimental 1H NMR shifts is excellent for 3 in the absence of counterions but much better for 2 when counterions are included. Inclusion of counterions in the evaluation of diatropic shift for 2 gave a smaller shift than in the absence of counterions, suggesting a decreased aromaticity. When counterions were included in the calculation of Lambda, the value was also decreased, suggesting a decreased aromaticity. This observation has important consequences in the use of experimental data for the evaluation of aromaticity, and presumably antiaromaticity, of anions since, in most cases, there will be close interaction with counterions.

Dications of fluorenylidenes. The relationship between redox potentials and antiaromaticity for meta- and para-substituted diphenylmethylidenefluorenes.

[reaction: see text] Electrochemical oxidation of meta-substituted diphenylmethylidenefluorenes (3a-g) results in the formation of fluorenylidene dications that are shown to be antiaromatic through calculation of the nucleus independent chemical shift (NICS) for the 5- and 6-membered rings of the fluorenyl system. There is a strong linear correlation between the redox potential for the dication and both the calculated NICS and sigma(m). Redox potentials for formation of dications of analogously substituted tetraphenylethylenes shows that, with the exception of the p-methyl derivative, the redox potentials for these dications are less positive than for formation of the dications of 3a-g and for dications of p-substituted diphenylmethylidenefluorenes, 2a-g. The greater instability of dications of 2a-g and 3a-g compared to the reference system implies their antiaromaticity, which is supported by the positive NICS values. The redox potentials for formation of the dications of meta-substituted diphenylmethylidenes (3a-g) are more positive than for the formation of dications of para-substituted diphenylmethylidenes (2a-g), indicating their greater thermodynamic instability. The NICS values for dications of 3a-g are more antiaromatic than for dications of 2a-g, which is consistent with their greater instability of the dications of 3a-g. Although the substituted diphenylmethyl systems are not able to interact with the fluorenyl system through resonance because of their geometry, they are able to moderate the antiaromaticity of the fluorenyl cationic system. Two models have been suggested for this interaction, sigma to p donation and the ability of the charge on the substituted ring system to affect delocalization. Examination of bond lengths shows very limited variation, which argues against sigma to p donation in these systems. A strong correlation between NICS and sigma constants suggests that factors that affect the magnitude of the charge on the benzylic (alpha) carbon of the diphenylmethyl cation affect the antiaromaticity of the fluorenyl cation. Calculated atomic charges on carbons 1-8 and 10-13 show an increase in positive charge, and therefore greater delocalization of charge in the fluorenyl system, with increasing electronegativity of the substituent. The change in the amount of positive charge correlated strongly with NICS, supporting the model in which the amount of delocalization of charge is related to the antiaromaticity of the species. Thus, both aromatic and antiaromatic species are characterized by extensive delocalization of electron density.

Aromatic stabilization energy calculations for the antiaromatic fluorenyl cation. Issues in the choice of reference systems for positively charged species.

Aromatic stabilization energy (ASE) calculations for the fluorenyl cation show substantial destabilization in comparison to suitable reference systems (16.3 +/- 1.6 kcal/mol), supporting its categorization as an antiaromatic species. The choice of appropriate reference systems is exacting for cationic systems because of the need to match strain energies, convolved with allylic-type resonance terms and other potential structural effects that stabilize charge. Several homodesmotic ASE reaction systems are examined to demonstrate the role played by these factors in the calculation of an ASE value for the fluorenyl cation. The magnitudes of the derived ASE are quite similar for four very different determinative, homodesmotic reaction systems, giving strong support to the inherent accuracy of the final derived ASE value. The results of nucleus independent chemical shift calculations for the components of each one of the ASE reactions add additional weight to this conclusion.