Single-photodiode per polarization receiver with signal-signal beat interference suppression through heterodyne detection.

We show that a simplified, single-photodiode per polarization heterodyne receiver is able to directly suppress signal-signal beat interference (SSBI), without the need for cancellation in the digital domain. We characterize performance degradation due to SSBI, and show that a strong LO in the receiver can mitigate SSBI. Transmission of 400 Gb/s-class signals is shown over single fiber spans of up to 160 km, and over field-deployed metropolitan area fiber. These results indicate that a single photodiode can be used to receive complex optical signals in high speed fiber systems without the need for SSBI cancellation in the digital domain.

Hardware-efficient signal generation of layered/enhanced ACO-OFDM for short-haul fiber-optic links.

Layered/enhanced ACO-OFDM is a promising candidate for intensity modulation and direct-detection based short-haul fiber-optic links due to its both power and spectral efficiency. In this paper, we firstly demonstrate a hardware-efficient real-time 9.375 Gb/s QPSK-encoded layered/enhanced asymmetrical clipped optical OFDM (L/E-ACO-OFDM) transmitter using a Virtex-6 FPGA. This L/E-ACO-OFDM signal is successfully transmitted over 20-km uncompensated standard single-mode fiber (S-SMF) using a directly modulated laser. Several methods are explored to reduce the FPGA's logic resource utilization by taking advantage of the L/E-ACO-OFDM's signal characteristics. We show that the logic resource occupation of L/E-ACO-OFDM transmitter is almost the same as that of DC-biased OFDM transmitter when they achieve the same spectral efficiency, proving its great potential to be used in a real-time short-haul optical transmission link.

Photonic integrated circuit implementation of a sub-GHz-selectivity frequency comb filter for optical clock multiplication.

We report a photonic integrated circuit implementation of an optical clock multiplier, or equivalently an optical frequency comb filter. The circuit comprises a novel topology of a ring-resonator-assisted asymmetrical Mach-Zehnder interferometer in a Sagnac loop, providing a reconfigurable comb filter with sub-GHz selectivity and low complexity. A proof-of-concept device is fabricated in a high-index-contrast stoichiometric silicon nitride (Si3N4/SiO2) waveguide, featuring low loss, small size, and large bandwidth. In the experiment, we show a very narrow passband for filters of this kind, i.e. a -3-dB bandwidth of 0.6 GHz and a -20-dB passband of 1.2 GHz at a frequency interval of 12.5 GHz. As an application example, this particular filter shape enables successful demonstrations of five-fold repetition rate multiplication of optical clock signals, i.e. from 2.5 Gpulses/s to 12.5 Gpulses/s and from 10 Gpulses/s to 50 Gpulses/s. This work addresses comb spectrum processing on an integrated platform, pointing towards a device-compact solution for optical clock multipliers (frequency comb filters) which have diverse applications ranging from photonic-based RF spectrum scanners and photonic radars to GHz-granularity WDM switches and LIDARs.

Cyclic spectra for wavelength-routed optical networks.

We propose occupying the guard bands in closely spaced WDM systems with redundant signal spectral components to increase tolerance to frequency misalignment and channel shaping from multiplexing elements. By cyclically repeating the spectrum of a modulated signal, we show improved tolerance to impairments due to add/drop multiplexing with a commercial wavelength selective switch in systems using 5%-20% guard bands on a 50 GHz DWDM grid.

Folded orthogonal frequency division multiplexing.

We propose and demonstrate a new sub-carrier multiplexing scheme, utilizing orthogonal, periodic-sinc-shaped sub-carrier spectra. This 'folded' OFDM allows for multi-carrier bands to be generated with the precise, rectangular frequency definition of Nyquist WDM. We show that this scheme can be implemented with 10 GHz sub-bands, showing a 0.5-dB implementation penalty and successful transmission over 4160-km. We further investigate 40-GHz bands in an add/drop multiplexing scenario on a 50-GHz WDM grid, and show that folded OFDM can provided advantages over conventional OFDM in bandwidth-limited systems.

Sub-GHz-resolution C-band Nyquist-filtering interleaver on a high-index-contrast photonic integrated circuit.

Modern optical communications rely on high-resolution, high-bandwidth filtering to maximize the data-carrying capacity of fiber-optic networks. Such filtering typically requires high-speed, power-hungry digital processes in the electrical domain. Passive optical filters currently provide high bandwidths with low power consumption, but at the expense of resolution. Here, we present a passive filter chip that functions as an optical Nyquist-filtering interleaver featuring sub-GHz resolution and a near-rectangular passband with 8% roll-off. This performance is highly promising for high-spectral-efficiency Nyquist wavelength division multiplexed (N-WDM) optical super-channels. The chip provides a simple two-ring-resonator-assisted Mach-Zehnder interferometer, which has a sub-cm2 footprint owing to the high-index-contrast Si3N4/SiO2 waveguide, while manifests low wavelength-dependency enabling C-band (> 4 THz) coverage with more than 160 effective free spectral ranges of 25 GHz. This device is anticipated to be a critical building block for spectrally-efficient, chip-scale transceivers and ROADMs for N-WDM super-channels in next-generation optical communication networks.

Integrated microwave photonic splitter with reconfigurable amplitude, phase, and delay offsets.

This work presents an integrated microwave photonics splitter with reconfigurable amplitude, phase, and delay offsets. The core components for this function are a dual-parallel Mach-Zehnder modulator, a deinterleaver, and tunable delay lines, all implemented using photonic integrated circuits. Using a demonstrator with an optical free spectral range of 25 GHz, we show experimentally the RF splitting function over two continuous bands, i.e., 0.9-11.6 GHz and 13.4-20 GHz. This result promises a deployable solution for creating wideband, reconfigurable RF splitters in integrated forms.

Experimental demonstrations of dual polarization CO-OFDM using mid-span spectral inversion for nonlinearity compensation.

We experimentally demonstrate fiber nonlinearity compensation in dual polarization coherent optical OFDM (DP CO-OFDM) systems using mid-span spectral inversion (MSSI). We use third-order nonlinearity between a pump and the signal in a highly nonlinear fiber (HNLF) for MSSI. Maximum launch powers at FEC threshold for two 10 × 80-km 16-QAM OFDM systems were increased by 6.4 dB at a 121-Gb/s data rate and 2.8 dB at 1.2 Tb/s. The experimental results are the first demonstration of using MSSI for nonlinearity compensation in any dual polarization coherent system. Simulations show that these increases could support a 22% increase in total transmission distance at 1.2-Tb/s system without increasing the number of inline amplifiers, by extending the fiber spans from 90 to 110 km. When spans of 80 km are used, simulations reveal that MSSI system performance shows less degradation with increasing transmission distance, and an overall transmission distance increase of more than 70% is expected using MSSI.

Improving performance of optical phase conjugation by splitting the nonlinear element.

We show that optical phase conjugation (OPC) based on third order nonlinear effects for mid-span spectral inversion (MSSI) can be improved by splitting the nonlinear element into two parts and adding an optical filter between them. This band-stop filter suppresses the cross-phase-modulation products that are generated around the pump, which, if not removed, will be shifted to fall around the output OPC signal band. Numerical simulations show that this method reduces the fundamental limitations introduced by OPC by 3 dB, which results in improvement of the maximum signal quality, Qmax, by 1 dB in a 10 × 80-km 4-QAM 224-Gb/s CO-OFDM system with MSSI.

An optical FPGA: reconfigurable simultaneous multi-output spectral pulse-shaping for linear optical processing.

We demonstrate a pulse-shaping technique that allows for spectrally resolved splitting of an input signal to multiple output ports. This ability enables reconfigurable creation of splitters with complex wavelength-dependent splitting ratios, giving similar flexibility to a Field Programmable Gate Array (FPGA) in electronics. Our technique can be used to create reprogrammable optical (interferometric) circuits, by emulating their multi-port spectral transfer functions instead of the traditional method of creating an interferometer by splitting and recombining the light with an added delay. We demonstrate the capabilities of this technique by creating a Mach-Zehnder interferometer, an all-optical discrete Fourier transform filter, two nested Mach-Zehnder interferometers and a complex splitter with a triangular-shaped response.

The validity of "Odd and Even" channels for testing all-optical OFDM and Nyquist WDM long-haul fiber systems.

We investigate experimentally the validity of testing all-optical OFDM and Nyquist WDM systems using interleaved test channels derived from only two data sources. These "odd and even" channels are insufficiently decorrelated, so experiments underestimate the inter-carrier interference (ICI). Additionally, numerical simulations demonstrate that using odd and even channels generates stronger nonlinear distortions during transmission, causing an unrealistically large penalty in the nonlinearity-limited region.

Sensitivity improvement and carrier power reduction in direct-detection optical OFDM systems by subcarrier pairing.

This paper introduces subcarrier pairing to optical OFDM systems and shows, using simulations, that the sensitivity of Direct-Detection Optical Orthogonal Frequency Division Multiplexed (DDO-OFDM) systems can be improved by 0.7 dB, without any coding overheads. Subcarrier pairing works because each subcarrier acquires a different electrical Signal to Interference plus Noise Ratio (SINR), which typically increases with the subcarrier's frequency. Pairing the good and bad subcarriers, so that information is split between them, improves the performance of the bad subcarrier more than it degrades the performance of the good subcarrier. This lowers the required Optical Signal to Noise Ratio (OSNR) for the system to give a certain Bit Error Ratio (BER).

Fiber nonlinearity compensation for OFDM super-channels using optical phase conjugation.

We experimentally demonstrate that mid-link optical phase conjugation (OPC) effectively compensates fiber nonlinearity in coherent optical OFDM super-channels. The OPC was produced by pump × subcarrier degenerate four-wave-mixing in a 1-km highly nonlinear fiber. The nonlinear threshold for the 10 × 80-km 604.7-Gb/s 16-QAM test system was increased by 4.8 dB. The performance at the optimum power was only improved by 0.2 dB because the OPC module produces a 1.6 dB penalty for the back-to-back system. FWM theory shows that the 'noise' processes of OPC modules utilizing χ3 nonlinearities could be reduced by increasing the pump power, which will improve back-to-back performance with the OPC module.

Improved two-stage equalization for coherent Pol-Mux QPSK and 16-QAM systems.

We report a two-stage blind frequency domain equalization method for long-haul coherent polarization-multiplexed (pol-mux) systems using quadrature phase shift keying (QPSK) and 16-quadrature amplitude modulation (16-QAM). In the first stage, blind CD parameter prediction is conducted prior to a CD equalizer. This supports flexible path switching in optical networks. In the second stage, a frequency-domain multi-modulus algorithm (MMA) equalizer is used to cope with the residual fiber impairments and perform polarization de-multiplexing. Compared with the conventional constant modulus algorithm (CMA), MMA shows advantages including better steady state performance and a faster convergence rate. Furthermore, all the estimation and equalization algorithms are implemented in the frequency domain which potentially provides the least complexity for the pol-mux optical coherent systems. The proposed algorithm is experimentally demonstrated with an 800-km 10 Gbaud coherent optical pol-mux system. For QPSK signal, the proposed method achieves error-free transmission and shows superior convergence speed against CMA, and for 16-QAM signals, the proposed MMA outperforms CMA with more than 1-dB improvement in Q-value.

Optical performance monitoring for OFDM using low bandwidth coherent receivers.

We propose using low bandwidth coherent receivers for distributed optical performance monitoring. We demonstrate optical signal-to-noise ratio (OSNR) monitoring of both 20-Gb/s single-polarization and 40-Gb/s polarization-multiplexed coherent optical orthogonal frequency-division multiplexing (CO-OFDM) signals with a 0.8-GHz receiver using both data-aided (DA) and non-data-aided (NDA) approaches. The sampling rate of the performance monitor is much lower than the signal baud rate, so provides a cost-effective solution for distributed optical performance monitoring. The proposed method is demonstrated experimentally and through simulation. The results show that after calibration the OSNR monitoring error is less than 1 dB and the two approaches are not affected by fiber dispersion after 800-km transmission and 30-ps differential group delay (DGD).

Statistical moments-based OSNR monitoring for coherent optical systems.

We present a novel statistical moments-based method for optical signal-to-noise ratio (OSNR) monitoring in polarization-multiplexed (pol-mux) coherent optical systems. This technique only requires the knowledge of the envelope of the equalized signal before phase correction, which can be achieved by using any two arbitrary statistical moments, and it is suitable for both constant and non-constant modulus modulation formats. The proposed estimation method is experimentally demonstrated for 10-Gbaud pol-mux coherent systems using QPSK and 16-QAM. Additionally, numerical simulations are carried out to demonstrate 20-Gbaud systems using 16-QAM and 64-QAM. The results show that the OSNR can be estimated accurately over a wide range of values for QPSK, 16-QAM or 64-QAM systems up to 1920-km long and with up to 50-ps all-order polarization mode dispersion. By setting a proper reference value for calibration, the proposed algorithm also shows good tolerance when the received signal is not well compensated.

A Model for Assessing the Electromagnetic Safety of an Inductively Coupled, Modular Brain-Machine Interface.

Brain-Machine Interfaces (BMI) offer the potential to modulate dysfunctional neurological networks by electrically stimulating the cerebral cortex via chronically-implanted microelectrodes. Wireless transmitters worn by BMI recipients must operate within electromagnetic emission and tissue heating limits, such as those prescribed by the IEEE and International Commission on Non-Ionizing Radiation Protection (ICNIRP), to ensure that radiofrequency emissions of BMI systems are safe. Here, we describe an approach to generating pre-compliance safety data by simulating the Specific Absorption Rate (SAR) and tissue heating of a multi-layered human head model containing a system of wireless, modular BMIs powered and controlled by an externally worn telemetry unit. We explore a number of system configurations such that our approach can be utilized for similar BMI systems, and our results provide a benchmark for the electromagnetic emissions of similar telemetry units. Our results show that the volume-averaged SAR per 10g of tissue exposed to our telemetry field complies with ICNIRP and IEEE reference levels, and that the maximum temperature increase in tissues was within permissible limits. These results were unaffected by the number of implants in the system model, and therefore we conclude that the electromagnetic emissions our BMI in any configuration are safe.

No-guard-interval coherent optical OFDM with self-tuning receiver.

We propose and experimentally demonstrate a no-guard-interval (No-GI) coherent optical orthogonal frequency division multiplexed (CO-OFDM) system that uses Fractionally-Spaced Time-Domain Equalizers (FS-TDE) to simultaneously demultiplex and equalize each subcarrier. Least-mean-squares algorithms (LMS) tune each FS-TDE to a subcarrier. A short unique training sequence is transmitted on each subcarrier, allowing each FS-TDE to lock onto its subcarrier. After the initial training, the adaptive blind equalizers remain tuned to their respective subcarriers. Unlike previous systems, this system does not require digital filtering or mixing of each subcarrier to baseband, so is more computationally efficient. Error-free transmission was measured over 800 km of fiber with a three-subcarrier 30 Gb/s system and a five-subcarrier 33.33 Gb/s system. The required OSNRs for a BER of 10(-3) were 8.6 dB and 9.3 dB respectively, which are within 1.5 dB of the theoretical limit for coherent systems.

Pilot-based XPM nonlinearity compensator for CO-OFDM systems.

We experimentally verify that pilot-based nonlinearity compensation is effective for mitigating XPM in CO-OFDM systems, if SPM is compensated first. A 6-dB increase in the nonlinear limit was produced by pilot-based XPM compensation after a single-step SPM compensator in a 400-km link with periodic dispersion compensation. In addition, we use numerical simulations to show that the required bandwidth of the guard-band around the pilot is almost independent of the bandwidth of the data-carrying sidebands. The optimal ratio of pilot to signal power also decreases for higher bandwidth OFDM signals. Therefore, the overhead associated with transmitting the pilot decreases as the bandwidth of the signal increases.

Optimizing the subcarrier granularity of coherent optical communications systems.

In this paper, we use numerical simulations to show that the symbol rate has a significant effect on the nonlinearity-limited performance of coherent optical communication systems. We consider the case where orthogonal subcarriers are used to maximize the spectral efficiency. Symbol rates from 0.78125 Gbaud to 100 Gbaud and links of up to 3200 km, without inline dispersion compensation, were simulated. The results show that the optimal symbol rates for the 800-km link and 3200-km link were 6.25-Gbaud and 3.125-Gbaud respectively. The optimal baud rate decreases as the length of the link is increased. After 3200 km, the performance of the 100-Gbaud system was worst in the nonlinearity-limited regime producing a received Q 2.4-dB lower than the 3.125-Gband system. The variation in the nonlinearity-limited performance is explained by using Cross-Phase-Modulation (XPM) theory and by considering the RF spectra of the intensity fluctuations of the signal along the link. The findings of the paper suggest that the maximum capacity of nonlinear dispersive optical links can only be achieved by using multiple subcarriers carrying a few Gbaud each, and not by high symbol rate systems.