Dirac mass induced by optical gain and loss.

Mass is commonly considered an intrinsic property of matter, but modern physics reveals particle masses to have complex origins1, such as the Higgs mechanism in high-energy physics2,3. In crystal lattices such as graphene, relativistic Dirac particles can exist as low-energy quasiparticles4 with masses imparted by lattice symmetry-breaking perturbations5-8. These mass-generating mechanisms all assume Hermiticity, or the conservation of energy in detail. Using a photonic synthetic lattice, we show experimentally that Dirac masses can be generated by means of non-Hermitian perturbations based on optical gain and loss. We then explore how the spacetime engineering of the gain and loss-induced Dirac mass affects the quasiparticles. As we show, the quasiparticles undergo Klein tunnelling at spatial boundaries, but a local breaking of a non-Hermitian symmetry can produce a new flux non-conservation effect at the domain walls. At a temporal boundary that abruptly flips the sign of the Dirac mass, we observe a variant of the time-reflection phenomenon: in the non-relativistic limit, the Dirac quasiparticle reverses its velocity, whereas in the relativistic limit, the original velocity is retained.

Continuum of Bound States in a Non-Hermitian Model.

In a Hermitian system, bound states must have quantized energies, whereas free states can form a continuum. We demonstrate how this principle fails for non-Hermitian systems, by analyzing non-Hermitian continuous Hamiltonians with an imaginary momentum and Landau-type vector potential. The eigenstates, which we call "continuum Landau modes" (CLMs), have Gaussian spatial envelopes and form a continuum filling the complex energy plane. We present experimentally realizable 1D and 2D lattice models that host CLMs; the lattice eigenstates are localized and have other features matching the continuous model. One of these lattices can serve as a rainbow trap, whereby the response to an excitation is concentrated at a position proportional to the frequency. Another lattice can act a wave funnel, concentrating an input excitation onto a boundary over a wide frequency bandwidth. Unlike recent funneling schemes based on the non-Hermitian skin effect, this requires a simple lattice design with reciprocal couplings.

Anomalous Single-Mode Lasing Induced by Nonlinearity and the Non-Hermitian Skin Effect.

Single-mode operation is a desirable but elusive property for lasers operating at high pump powers. Typically, single-mode lasing is attainable close to threshold, but increasing the pump power gives rise to multiple lasing peaks due to inter-modal gain competition. We propose a laser with the opposite behavior: multimode lasing occurs at low output powers, but pumping beyond a certain value produces a single lasing mode, with all other candidate modes experiencing negative effective gain. This phenomenon arises in a lattice of coupled optical resonators with non-fine-tuned asymmetric couplings, and is caused by an interaction between nonlinear gain saturation and the non-Hermitian skin effect. The single-mode lasing is observed in both frequency domain and time domain simulations. It is robust against on-site disorder, and scales up to large lattice sizes. This finding might be useful for implementing high-power laser arrays.

Giant Enhancement of Unconventional Photon Blockade in a Dimer Chain.

Unconventional photon blockade refers to the suppression of multiphoton states in weakly nonlinear optical resonators via the destructive interference of different excitation pathways. It has been studied in a pair of coupled nonlinear resonators and other few-mode systems. Here, we show that unconventional photon blockade can be greatly enhanced in a chain of coupled resonators. The strength of the nonlinearity in each resonator needed to achieve unconventional photon blockade is suppressed exponentially with lattice size. The analytic derivation, based on a weak drive approximation, is validated by wave function Monte Carlo simulations. These findings show that customized lattices of coupled resonators can be powerful tools for controlling multiphoton quantum states.

Observation of Dislocation-Induced Topological Modes in a Three-Dimensional Acoustic Topological Insulator.

The interplay between real-space topological lattice defects and the reciprocal-space topology of energy bands can give rise to novel phenomena, such as one-dimensional topological modes bound to screw dislocations in three-dimensional topological insulators. We obtain direct experimental observations of dislocation-induced helical modes in an acoustic analog of a weak three-dimensional topological insulator. The spatial distribution of the helical modes is found through spin-resolved field mapping, and verified numerically by tight-binding and finite-element calculations. These one-dimensional helical channels can serve as robust waveguides in three-dimensional media. Our experiment paves the way to studying novel physical modes and functionalities enabled by topological lattice defects in three-dimensional classical topological materials.

Observation of Protected Photonic Edge States Induced by Real-Space Topological Lattice Defects.

Topological defects (TDs) in crystal lattices are elementary lattice imperfections that cannot be removed by local perturbations, due to their real-space topology. In the emerging field of topological photonics, photonic topological edge states arise from the nontrivial topology of the band structure defined in momentum space and are generally protected against defects. Here we show that adding TDs into a valley photonic crystal generates a lattice disclination that acts like a domain wall and hosts photonic topological edge states. Unlike previous topological waveguides, the disclination forms an open arc and functions as a free-form waveguide connecting a pair of TDs of opposite topological charge. This interplay between the real-space topology of lattice defects and momentum-space band topology provides a novel scheme to implement large-scale photonic structures with complex arrangements of robust topological waveguides and resonators.

Non-Hermitian Dirac Cones.

Non-Hermitian systems containing gain or loss commonly host exceptional point degeneracies, not the diabolic points that, in Hermitian systems, play a key role in topological transitions and related phenomena. Non-Hermitian Hamiltonians with parity-time symmetry can have real spectra but generally nonorthogonal eigenstates, impeding the emergence of diabolic points. We introduce a pair of symmetries that induce not only real eigenvalues but also pairwise eigenstate orthogonality. This allows non-Hermitian systems to host Dirac points and other diabolic points. We construct non-Hermitian models exhibiting three exemplary phenomena previously limited to the Hermitian regime: Haldane-type topological phase transition, Landau levels without magnetic fields, and Weyl points. This establishes a new connection between non-Hermitian physics and the rich phenomenology of diabolic points.

Fermi-Arc-Induced Vortex Structure in Weyl Beam Shifts.

In periodic media, despite the close relationship between geometrical effects in the bulk and topological surface states, the two are typically probed separately. We show that when beams in a Weyl medium reflect off an interface with a gapped medium, the trajectory is influenced by both bulk geometrical effects and the Fermi arc surface states. The reflected beam experiences a displacement, analogous to the Goos-Hänchen or Imbert-Fedorov shifts, that forms a half-vortex in the two-dimensional surface momentum space. The half-vortex is centered where the Fermi arc of the reflecting surface touches the Weyl cone, with the magnitude of the shift scaling as an inverse square root away from the touching point, and diverging at the touching point. This striking feature provides a way to use bulk transport to probe the topological characteristics of a Weyl medium.

Photonic Anomalous Quantum Hall Effect.

We experimentally realize a photonic analogue of the anomalous quantum Hall insulator using a two-dimensional (2D) array of coupled ring resonators. Similar to the Haldane model, our 2D array is translation invariant, has a zero net gauge flux threading the lattice, and exploits next-nearest neighbor couplings to achieve a topologically nontrivial band gap. Using direct imaging and on-chip transmission measurements, we show that the band gap hosts topologically robust edge states. We demonstrate a topological phase transition to a conventional insulator by frequency detuning the ring resonators and thereby breaking the inversion symmetry of the lattice. Furthermore, the clockwise or the counterclockwise circulation of photons in the ring resonators constitutes a pseudospin degree of freedom. The two pseudospins acquire opposite hopping phases, and their respective edge states propagate in opposite directions. These results are promising for the development of robust reconfigurable integrated nanophotonic devices for applications in classical and quantum information processing.

Reconfigurable Topological Phases in Next-Nearest-Neighbor Coupled Resonator Lattices.

We present a reconfigurable topological photonic system consisting of a 2D lattice of coupled ring resonators, with two sublattices of site rings coupled by link rings, which can be accurately described by a tight-binding model. Unlike previous coupled-ring topological models, the design is translationally invariant, similar to the Haldane model, and the nontrivial topology is a result of next-nearest couplings with nonzero staggered phases. The system exhibits a topological phase transition between trivial and spin Chern insulator phases when the sublattices are frequency detuned. Such topological phase transitions can be easily induced by thermal or electro-optic modulators, or nonlinear cross phase modulation. We use this lattice to design reconfigurable topological waveguides, with potential applications in on-chip photon routing and switching.

Observation of Valley Landau-Zener-Bloch Oscillations and Pseudospin Imbalance in Photonic Graphene.

We demonstrate intervalley Bloch oscillation (BO) and Landau-Zener tunneling (LZT) in an optically induced honeycomb lattice with a refractive-index gradient. Unlike previously observed BO in a gapped square lattice, we show nonadiabatic beam dynamics that are highly sensitive to the direction of the index gradient and the choice of the Dirac cones. In particular, a symmetry-preserving potential leads to nearly perfect LZT and coherent BO between the inequivalent valleys, whereas a symmetry-breaking potential generates asymmetric scattering, imperfect LZT, and valley-sensitive generation of vortices mediated by a pseudospin imbalance. This clearly indicates that, near the Dirac points, the transverse gradient does not always act as a simple scalar force, as commonly assumed, and the LZT probability is strongly affected by the sublattice symmetry as analyzed from an effective Landau-Zener Hamiltonian. Our results illustrate the anisotropic response of an otherwise isotropic Dirac platform to real-space potentials acting as strong driving fields, which may be useful for manipulation of pseudospin and valley degrees of freedom in graphenelike systems.

Anomalous Nonlocal Resistance and Spin-Charge Conversion Mechanisms in Two-Dimensional Metals.

We uncover two anomalous features in the nonlocal transport behavior of two-dimensional metallic materials with spin-orbit coupling. First, the nonlocal resistance can have negative values and oscillate with distance, even in the absence of a magnetic field. Second, the oscillations of the nonlocal resistance under an applied in-plane magnetic field (the Hanle effect) can be asymmetric under field reversal. Both features are produced by direct magnetoelectric coupling, which is possible in materials with broken inversion symmetry but was not included in previous spin-diffusion theories of nonlocal transport. These effects can be used to identify the relative contributions of different spin-charge conversion mechanisms. They should be observable in adatom-functionalized graphene, and they may provide the reason for discrepancies in recent nonlocal transport experiments on graphene.

Edge Modes, Degeneracies, and Topological Numbers in Non-Hermitian Systems.

We analyze chiral topological edge modes in a non-Hermitian variant of the 2D Dirac equation. Such modes appear at interfaces between media with different "masses" and/or signs of the "non-Hermitian charge." The existence of these edge modes is intimately related to exceptional points of the bulk Hamiltonians, i.e., degeneracies in the bulk spectra of the media. We find that the topological edge modes can be divided into three families ("Hermitian-like," "non-Hermitian," and "mixed"); these are characterized by two winding numbers, describing two distinct kinds of half-integer charges carried by the exceptional points. We show that all the above types of topological edge modes can be realized in honeycomb lattices of ring resonators with asymmetric or gain-loss couplings.

PT symmetry breaking and nonlinear optical isolation in coupled microcavities.

We perform a theoretical study of the nonlinear dynamics of nonlinear optical isolator devices based on coupled microcavities with gain and loss. This reveals a correspondence between the boundary of asymptotic stability in the nonlinear regime, where gain saturation is present, and the PT -breaking transition in the underlying linear system. For zero detuning and weak input intensity, the onset of optical isolation can be rigorously derived, and corresponds precisely to the transition into the PT -broken phase of the linear system. When the couplings to the external ports are unequal, the isolation ratio exhibits an abrupt jump at the transition point, whose magnitude is given by the ratio of the couplings. This phenomenon could be exploited to realize an actively controlled nonlinear optical isolator, in which strong optical isolation can be turned on and off by tiny variations in the inter-resonator separation.

Optimization of TM modes for amorphous slab lasers.

We perform a numerical study of two-dimensional amorphous photonic structures consisting of dielectric rods in a close-packed honeycomb-like structure, with nearest-neighbor rods joined by dielectric veins of various widths. For vein widths comparable to the rod radius, the in-plane Q factors for the transverse magnetic (TM) modes are enhanced by around two orders of magnitude, due to the presence of short-range order in the amorphous lattice, even though the density of states has a weak dip rather than a prominent gap. Such structures may be useful for realizing multi-mode random quantum cascade lasers, which lase in the TM polarization.

Edge Solitons in Nonlinear-Photonic Topological Insulators.

We show theoretically that a photonic topological insulator can support edge solitons that are strongly self-localized and propagate unidirectionally along the lattice edge. The photonic topological insulator consists of a Floquet lattice of coupled helical waveguides, in a medium with local Kerr nonlinearity. The soliton behavior is strongly affected by the topological phase of the linear lattice. The topologically nontrivial phase gives a continuous family of solitons, while the topologically trivial phase gives an embedded soliton that occurs at a single power and arises from a self-induced local nonlinear shift in the intersite coupling. The solitons can be used for nonlinear switching and logical operations, functionalities that have not yet been explored in topological photonics. We demonstrate using solitons to perform selective filtering via propagation through a narrow channel, and using soliton collisions for optical switching.

Anomalous Topological Phases and Unpaired Dirac Cones in Photonic Floquet Topological Insulators.

We propose a class of photonic Floquet topological insulators based on staggered helical lattices and an efficient numerical method for calculating their Floquet band structure. The lattices support anomalous Floquet topological insulator phases with vanishing Chern number and tunable topological transitions. At the critical point of the topological transition, the band structure hosts a single unpaired Dirac cone, which yields a variety of unusual transport effects: a discrete analogue of conical diffraction, weak antilocalization not limited by intervalley scattering, and suppression of Anderson localization. Unlike previous designs, the effective gauge field strength can be controlled via lattice parameters such as the interhelix distance, significantly reducing radiative losses and enabling applications such as switchable topological waveguiding.

Directional excitation of graphene surface plasmons.

We propose a scheme to directionally couple light into graphene plasmons by placing a graphene sheet on a magneto-optical substrate. When a magnetic field is applied parallel to the surface, the graphene plasmon dispersion relation becomes asymmetric in the forward and backward directions. It is possible to achieve unidirectional excitation of graphene plasmons with normally incident illumination by applying a grating to the substrate. The directionality can be actively controlled by electrically gating the graphene, or by varying the magnetic bias. This scheme may have applications in graphene-based opto-electronics and sensing.

Steady-state ab initio laser theory for complex gain media.

We derive and test a generalization of the steady-state ab initio laser theory (SALT) to treat complex gain media. The generalized theory (C-SALT) is able to treat atomic and molecular gain media with diffusion and multiple lasing transitions, and semiconductor gain media in the free carrier approximation including fully the effect of Pauli blocking. The key assumption of the theory is stationarity of the level populations, which leads to coupled self-consistent equations for the populations and the lasing modes that fully include the effects of openness and non-linear spatial hole-burning. These equations can be solved efficiently for the steady-state lasing properties by a similar iteration procedure as in SALT, where a static gain medium with a single transition is assumed. The theory is tested by comparison to much less efficient finite difference time domain (FDTD) methods and excellent agreement is found. Using C-SALT to analyze the effects of varying gain diffusion constant we demonstrate a cross-over between the regime of strong spatial hole burning with multimode lasing to a regime of negligible spatial hole burning, leading to gain-clamping, and single mode lasing. The effect of spatially inhomogeneous pumping combined with diffusion is also studied and a relevant length scale for spatial inhomogeneity to persist under these conditions is determined. For the semiconductor gain model, we demonstrate the frequency shift due to Pauli blocking as the pumping strength changes.

Quantitative test of general theories of the intrinsic laser linewidth.

We perform a first-principles calculation of the quantum-limited laser linewidth, testing the predictions of recently developed theories of the laser linewidth based on fluctuations about the known steady-state laser solutions against traditional forms of the Schawlow-Townes linewidth. The numerical study is based on finite-difference time-domain simulations of the semiclassical Maxwell-Bloch lasing equations, augmented with Langevin force terms, and includes the effects of dispersion, losses due to the open boundary of the laser cavity, and non-linear coupling between the amplitude and phase fluctuations (α factor). We find quantitative agreement between the numerical results and the predictions of the noisy steady-state ab initio laser theory (N-SALT), both in the variation of the linewidth with output power, as well as the emergence of side-peaks due to relaxation oscillations.