Pre-retrieval event-related potentials predict source memory during task switching.

Neural activity preceding memory probes differs according to retrieval goals. These divergences have been linked to retrieval orientations, which are content-specific memory states that bias retrieval towards specific contents. Here, participants were cued to retrieve either spatial location or encoding operations. On the first trial of each memory task ('switch' trials), preparatory ERPs preceding correct source memory judgments differed according to retrieval goal, but this effect was absent preceding memory errors. Initiating appropriate retrieval orientations therefore predicted criterial recollection. Preparatory ERPs on the second trial of each memory task (i.e. 'stay' trials) also differed according to retrieval goal, but the polarity of this effect was reversed from that observed on switch trials and the effect did not predict memory accuracy. This was interpreted as a correlate of retrieval orientation maintenance, with initiation and maintenance forming dissociable components of these goal-directed memory states. More generally, these findings highlight the importance of pre-retrieval processes in episodic memory.

Direct electrophysiological evidence for the maintenance of retrieval orientations and the role of cognitive control.

Retrieval orientations are memory states that bias retrieval towards specific memory contents. Many neuroimaging studies have examined the influence of retrieval orientations on stimulus processing, but very little direct evidence exists regarding the ongoing maintenance of orientations themselves. Participants completed two memory tasks with different retrieval goals. ERPs were time-locked to a pre-stimulus fixation asterisk and contrasted according to retrieval goals. Pre-stimulus ERPs elicited during the two retrieval tasks diverged at frontal electrode sites. These differences onset early and were sustained throughout the fixation-stimulus interval. The functional and spatiotemporal characteristics of this ERP effect comprise the first direct electrophysiological evidence of the ongoing maintenance of retrieval orientations throughout a task. Moreover, this effect was eliminated in participants who performed a stroop task prior to the memory tests, indicating that reserves of cognitive control play an important role in the maintenance of retrieval orientations throughout memory tasks.

ERP evidence for the control of emotional memories during strategic retrieval.

Neural evidence for the strategic retrieval of task-relevant 'target' memories at the expense of less relevant 'nontarget' memories has been demonstrated across a wide variety of studies. In ERP studies, this evidence consists of the ERP correlate of recollection (i.e. the 'left parietal old/new effect') being evident for targets and attenuated for nontargets. It is not yet known, however, whether this degree of strategic control can be extended to emotionally valenced words, or whether these items instead reactivate associated memories. The present study used a paradigm previously employed to demonstrate the strategic retrieval of neutral words (Herron & Rugg, Psychonomic Bulletin and & Review, 10(3), 703--710, 2003b) to assess the effects of stimulus valence on behavioural and event-related potential (ERP) measures of strategic retrieval. While response accuracy and reaction times associated with targets were unaffected by valence, negative nontargets and new items were both associated with an elevated false alarm rate and longer RTs than their neutral equivalents. Both neutral and negative targets and nontargets elicited early old/new effects between 300 and 500 ms. Critically, whereas neutral and negative targets elicited robust and statistically equivalent left parietal old/new effects between 500 and 800 ms, these were absent for neutral and negative nontargets. A right frontal positivity associated with postretrieval monitoring was evident for neutral targets versus nontargets, for negative versus neutral nontargets, and for targets versus new items. It can therefore be concluded that the recollection of negatively valenced words is subject to strategic control during retrieval, and that postretrieval monitoring processes are influenced by emotional valence.

Electrophysiological evidence for flexible goal-directed cue processing during episodic retrieval.

A widely held assumption is that memory retrieval is aided by cognitive control processes that are engaged flexibly in service of memory retrieval and memory decisions. While there is some empirical support for this view, a notable exception is the absence of evidence for the flexible use of retrieval control in functional neuroimaging experiments requiring frequent switches between tasks with different cognitive demands. This absence is troublesome in so far as frequent switches between tasks mimic some of the challenges that are typically placed on memory outside the laboratory. In this experiment we instructed participants to alternate frequently between three episodic memory tasks requiring item recognition or retrieval of one of two different kinds of contextual information encoded in a prior study phase (screen location or encoding task). Event-related potentials (ERPs) elicited by unstudied items in the two tasks requiring retrieval of study context were reliably different, demonstrating for the first time that ERPs index task-specific processing of retrieval cues when retrieval goals change frequently. The inclusion of the item recognition task was a novel and important addition in this study, because only the ERPs elicited by unstudied items in one of the two context conditions diverged from those in the item recognition condition. This outcome constrains functional interpretations of the differences that emerged between the two context conditions and emphasises the utility of this baseline in functional imaging studies of retrieval processing operations.

Direct real-time neural evidence for task-set inertia.

One influential explanation for the costs incurred when switching between tasks is that they reflect interference arising from completing the previous task-known as task-set inertia. We report a novel approach for assessing task-set inertia in a memory experiment using event-related potentials (ERPs). After a study phase, participants completed a test block in which they switched between a memory task (retrieving information from the study phase) and a perceptual task. These tasks alternated every two trials. An ERP index of the retrieval of study information was evident in the memory task. It was also present on the first trial of the perceptual task but was markedly attenuated on the second. Moreover, this task-irrelevant ERP activity was positively correlated with a behavioral cost associated with switching between tasks. This real-time measure of neural activity thus provides direct evidence of task-set inertia, its duration, and the functional role it plays in switch costs.

Neural correlates of individual differences in strategic retrieval processing.

Processes engaged when information is encoded into memory are an important determinant of whether that information will be recovered subsequently. Also influential, however, are processes engaged at the time of retrieval, and these were investigated here by using event-related potentials (ERPs) to measure a specific class of retrieval operations. These operations were revealed by contrasts between ERPs elicited by new (unstudied) test items in distinct tasks, the assumption being that these contrasts index operations that are engaged in service of retrieval and that vary according to the demands of different retrieval tasks. Specific functional accounts of this class of retrieval processing operations assume that they influence the accuracy of memory judgments, and this experiment was designed to test for the first time whether this is in fact the case. Toward this end, participants completed 2 retrieval tasks while ERPs were acquired, and the extent to which processes were engaged differentially across tasks in service of retrieval was operationalized as the magnitude of the differences between the new-item ERPs that were elicited. This measure correlated positively with response accuracy on the tasks, which provides strong evidence that this class of retrieval processing operations benefits the accuracy of memory judgments.

Cognitive control depletion reduces pre-stimulus and recollection-related measures of strategic retrieval.

Background: The ability to strategically retrieve task-relevant information from episodic memory is thought to rely on goal-directed executive processes, and there is evidence that neural correlates of strategic retrieval are sensitive to reserves of cognitive control. The present study extended this work, exploring the role of cognitive control in the flexible orienting of strategic retrieval processes across alternating retrieval goals. Method: Pre-stimulus cues directed participants to endorse memory targets from one of two encoding contexts, with the target encoding context alternating every two trials. Items from the nontarget encoding context were rejected alongside new items. One group of participants completed a Stroop task prior to the memory test in order to deplete their reserves of cognitive control, while a second group performed a control task. Event-related potentials (ERPs) were recorded throughout the memory task, and time-locked to both pre-stimulus cues and memory probes. Results: Control participants' pre-stimulus ERPs showed sustained divergences at frontal electrode sites according to retrieval goal. This effect was evident on the first trial of each memory task, and linked with the initiation of goal-specific retrieval orientations. Control participants also showed enhanced ERP correlates of recollection (the 'left parietal effect') for correctly classified targets relative to nontargets on the second trial of each memory task, indexing strategic retrieval of task-relevant information. Both the pre-stimulus index of retrieval orientation and the target/nontarget left parietal effect were significantly attenuated in participants that completed the Stroop task. Conclusions: The reduction of pre-stimulus and stimulus-locked ERP effects following the Stroop task indicates that available reserves of cognitive control play an important role in both proactive and recollection-related aspects of strategic retrieval.

Preparation breeds success: Brain activity predicts remembering.

Successful retrieval of episodic information is thought to involve the adoption of memory states that ensure that stimulus events are treated as episodic memory cues (retrieval mode) and which can bias retrieval toward specific memory contents (retrieval orientation). The neural correlates of these memory states have been identified in many neuroimaging studies, yet critically there is no direct evidence that they facilitate retrieval success. We cued participants before each test item to prepare to complete an episodic (retrieve the encoding task performed on the item at study) or a non-episodic task. Our design allowed us to separate event-related potentials (ERPs) elicited by the preparatory episodic cue according to the accuracy of the subsequent memory judgment. We predicted that a correlate of retrieval orientation should be larger in magnitude preceding correct source judgments than that preceding source errors. This hypothesis was confirmed. Preparatory ERPs at bilateral frontal sites were significantly more positive-going when preceding correct source judgments than when preceding source errors or correct responses in a non-episodic baseline task. Furthermore this effect was not evident prior to recognized items associated with incorrect source judgments. This pattern of results indicates a direct contribution of retrieval orientation to the recovery of task-relevant information and highlights the value of separating preparatory neural activity at retrieval according to subsequent memory accuracy. Moreover, at a more general level this work demonstrates the important role of pre-stimulus processing in ecphory, which has remained largely neglected to date.

Separating content-specific retrieval from post-retrieval processing.

According to cortical reinstatement accounts, neural processes engaged at the time of encoding are re-engaged at the time of memory retrieval. The temporal precision of event-related potentials (ERPs) has been exploited to assess this possibility, and in this study ERPs were acquired while people made memory judgments to visually presented words encoded in two different ways. There were reliable differences between the scalp distributions of the signatures of successful retrieval of different contents from 300 to 1100 ms after stimulus presentation. Moreover, the scalp distributions of these content-sensitive effects changed during this period. These findings are, to our knowledge, the first demonstration in one study that ERPs reflect content-specific processing in two separable ways: first, via reinstatement, and second, via downstream processes that operate on recovered information in the service of memory judgments.

On the Antecedents of an Electrophysiological Signature of Retrieval Mode.

It has been proposed that people employ a common set of sustained operations (retrieval mode) when preparing to remember different kinds of episodic information. In two experiments, however, there was no evidence for the pattern of brain activity commonly assumed to index these operations. In both experiments event-related potentials (ERPs) were recorded time-locked to alternating preparatory cues signalling that participants should prepare for different retrieval tasks. One cue signalled episodic retrieval: remember the location where the object was presented in a prior study phase. The other signalled semantic retrieval: identify the location where the object is most commonly found (Experiment 1) or identify the typical size of the object (Experiment 2). In both experiments, only two trials of the same task were completed in succession. This enabled ERP contrasts between 'repeat' trials (the cue on the preceding trial signalled the same retrieval task), and 'switch' trials (the cue differed from the preceding trial). There were differences between the ERPs elicited by the preparatory task cues in Experiment 1 only: these were evident only on switch trials and comprised more positive-going activity over right-frontal scalp for the semantic than for the episodic task. These findings diverge from previous outcomes where the activity differentiating cues signalling preparation for episodic or semantic retrieval has been restricted to right-frontal scalp sites, comprising more positive-going activity for the episodic than for the semantic task. While these findings are consistent with the view that there is not a common set of operations engaged when people prepare to remember different kinds of episodic information, an alternative account is offered here, which is that these outcomes are a consequence of structural and temporal components of the experiment designs.

Probability effects on event-related potential correlates of recognition memory.

A common finding in event-related potential (ERP) studies of recognition memory is that recognised items elicit greater positivity at parietal electrode sites than new items (the 'left parietal old/new effect'). Parietal positivity (the P300 or P3b) is also elicited in detection tasks with no memory demands by items of low probability of occurrence and high 'target value'. It has been argued that correctly recognised items are typically associated with lower probability and higher target value than new items, raising the question of the extent to which the old/new effect receives a contribution from, or interacts with, P300 activity. The present study explored this issue by comparing ERPs associated with correctly classified old and new items across three different ratios of old to new items: 25:75, 50:50 and 75:25. The left parietal old/new effect was not influenced by this manipulation in the latency range in which it is conventionally measured. Probability did influence the parietal ERPs to correctly recognised items post-800 ms; the scalp distribution of this probability effect was however qualitatively distinct from that of the preceding old/new effect. The left parietal old/new effect appears to be a relatively pure reflection of episodic retrieval, uncontaminated by the non-mnemonic factors of probability and target value.

Strategic influences on recollection in the exclusion task: electrophysiological evidence.

One assumption underlying the use of the exclusion task as part of the process dissociation procedure is that studied items are successfully excluded only when they are recollected. The present study employed event-related potentials (ERPs) to demonstrate that successful exclusion does not necessarily require recollection. In two experiments, the study tasks for to-be-excluded items were identical, but the tasks employed with target items differed, giving better memory for these items in Experiment 1 than in Experiment 2. Successfully excluded items elicited the ERP signature for recollection--the left parietal old/new effect--in Experiment 2 only. These findings indicate that the subjects adopted different retrieval strategies in the two experiments. It is suggested that they made more use of source information about to-be-excluded items in the second experiment than in the first.

Decomposition of the ERP late posterior negativity: effects of retrieval and response fluency.

Negativity elicited by recognized items over posterior sites--the late posterior negativity (LPN)--has been linked to action monitoring, task "uncertainty," and contextual retrieval. Four recognition tests required retrieval of encoding operations. Task fluency was assumed to increase with each block. The responses assigned to the episodic sources were reversed in Block 3 to reduce response fluency. Dissociable LPNs were identified; the 1200-1900-ms LPN was insensitive to task and response fluency and may reflect the maintenance of a retrieved episode. The 600-1200-ms LPN was sensitive to task fluency and may index the search for episodic information. A response-related LPN was sensitive to response fluency and was consistent with an action monitoring role. The findings confirm that the LPN is functionally heterogeneous, and comprises subcomponents sensitive to retrieval fluency, action monitoring, and postretrieval processing respectively.

Retrieval orientation and the control of recollection.

Event-related potentials (ERPs) were employed to investigate whether recognition test items are processed differently according to whether they are used to probe memory for previously studied words or pictures. In each of two study-test blocks, subjects encoded a mixed list of words and pictures, and then performed a recognition memory task with words as the test items. In one block, the requirement was to respond positively to test items corresponding to studied words, and to reject both new items and items corresponding to the studied pictures. In the other block, positive responses were made to test items corresponding to pictures, and items corresponding to words were classified along with the new items. ERPs elicited during the test phase by correctly classified new items differed according to whether words or pictures were the sought-for modality. This finding was interpreted as a neural correlate of the different retrieval orientations adopted when searching memory for words versus pictures. Relative to new items, correctly classified items studied in both target modalities elicited robust, positive-going "old/new" effects. When pictures were targets, test items corresponding to studied words also elicited large effects. By contrast, when words were targets, old/new effects were absent for the items corresponding to studied pictures. These findings were interpreted as evidence that, in some circumstances, adoption of an appropriate retrieval orientation permits retrieval cues to be employed with a high degree of specificity.

Probability effects on the neural correlates of retrieval success: an fMRI study.

Event-related fMRI was employed to investigate the influence of the relative probability of old and new test items on the neural correlates of recognition memory. Twelve subjects undertook three study-test cycles, each consisting of an identical study phase in which a series of words was encoded in an incidental task, followed by a test phase in which yes/no recognition judgments were made to a mixture of studied (old) and unstudied (new) words. The ratio of old to new words differed in each test phase, and was either 25:75, 50:50, or 75:25. In lateral inferior and medial parietal cortex, and the posterior cingulate, greater activity was elicited by correctly classified old than new items independently of old:new ratio. By contrast, in other regions, including anterior, dorsolateral, and ventrolateral prefrontal cortex, differences in the activity elicited by old and new items varied according to old:new ratio, demonstrating in some cases a complete crossover interaction. The results suggest that differential activity elicited by old and new test items is likely to support successful recognition in only a subset of the regions identified in previous studies as exhibiting such differences. In other regions, most notably prefrontal cortex, differences in the activity elicited by old and new items appear to reflect processes that are contingent upon, rather than in support of, successful recognition.