Intracranial Electroencephalography and Deep Neural Networks Reveal Shared Substrates for Representations of Face Identity and Expressions.

According to a classical view of face perception (Bruce and Young, 1986; Haxby et al., 2000), face identity and facial expression recognition are performed by separate neural substrates (ventral and lateral temporal face-selective regions, respectively). However, recent studies challenge this view, showing that expression valence can also be decoded from ventral regions (Skerry and Saxe, 2014; Li et al., 2019), and identity from lateral regions (Anzellotti and Caramazza, 2017). These findings could be reconciled with the classical view if regions specialized for one task (either identity or expression) contain a small amount of information for the other task (that enables above-chance decoding). In this case, we would expect representations in lateral regions to be more similar to representations in deep convolutional neural networks (DCNNs) trained to recognize facial expression than to representations in DCNNs trained to recognize face identity (the converse should hold for ventral regions). We tested this hypothesis by analyzing neural responses to faces varying in identity and expression. Representational dissimilarity matrices (RDMs) computed from human intracranial recordings (n = 11 adults; 7 females) were compared with RDMs from DCNNs trained to label either identity or expression. We found that RDMs from DCNNs trained to recognize identity correlated with intracranial recordings more strongly in all regions tested-even in regions classically hypothesized to be specialized for expression. These results deviate from the classical view, suggesting that face-selective ventral and lateral regions contribute to the representation of both identity and expression.SIGNIFICANCE STATEMENT Previous work proposed that separate brain regions are specialized for the recognition of face identity and facial expression. However, identity and expression recognition mechanisms might share common brain regions instead. We tested these alternatives using deep neural networks and intracranial recordings from face-selective brain regions. Deep neural networks trained to recognize identity and networks trained to recognize expression learned representations that correlate with neural recordings. Identity-trained representations correlated with intracranial recordings more strongly in all regions tested, including regions hypothesized to be expression specialized in the classical hypothesis. These findings support the view that identity and expression recognition rely on common brain regions. This discovery may require reevaluation of the roles that the ventral and lateral neural pathways play in processing socially relevant stimuli.

Abnormal ambiguous facial expression recognition in Chinese patients with schizophrenia.

BACKGROUND: Patients with schizophrenia (SCZ) exhibit difficulties deficits in recognizing facial expressions with unambiguous valence. However, only a limited number of studies have examined how these patients fare in interpreting facial expressions with ambiguous valence (for example, surprise). Thus, we aimed to explore the influence of emotional background information on the recognition of ambiguous facial expressions in SCZ. METHODS: A 3 (emotion: negative, neutral, and positive) × 2 (group: healthy controls and SCZ) experimental design was adopted in the present study. The experimental materials consisted of 36 images of negative emotions, 36 images of neutral emotions, 36 images of positive emotions, and 36 images of surprised facial expressions. In each trial, a briefly presented surprised face was preceded by an affective image. Participants (36 SCZ and 36 healthy controls (HC)) were required to rate their emotional experience induced by the surprised facial expressions. Participants' emotional experience was measured using the 9-point rating scale. The experimental data have been analyzed by conducting analyses of variances (ANOVAs) and correlation analysis. RESULTS: First, the SCZ group reported a more positive emotional experience under the positive cued condition compared to the negative cued condition. Meanwhile, the HC group reported the strongest positive emotional experience in the positive cued condition, a moderate experience in the neutral cued condition, and the weakest in the negative cue condition. Second, the SCZ (vs. HC) group showed longer reaction times (RTs) for recognizing surprised facial expressions. The severity of schizophrenia symptoms in the SCZ group was negatively correlated with their rating scores for emotional experience under neutral and positive cued condition. CONCLUSIONS: Recognition of surprised facial expressions was influenced by background information in both SCZ and HC, and the negative symptoms in SCZ. The present study indicates that the role of background information should be fully considered when examining the ability of SCZ to recognize ambiguous facial expressions.

LiteFer: An Approach Based on MobileViT Expression Recognition.

Facial expression recognition using convolutional neural networks (CNNs) is a prevalent research area, and the network's complexity poses obstacles for deployment on devices with limited computational resources, such as mobile devices. To address these challenges, researchers have developed lightweight networks with the aim of reducing model size and minimizing parameters without compromising accuracy. The LiteFer method introduced in this study incorporates depth-separable convolution and a lightweight attention mechanism, effectively reducing network parameters. Moreover, through comprehensive comparative experiments on the RAFDB and FERPlus datasets, its superior performance over various state-of-the-art lightweight expression-recognition methods is evident.

Enhancing Facial Expression Recognition through Light Field Cameras.

In this paper, we study facial expression recognition (FER) using three modalities obtained from a light field camera: sub-aperture (SA), depth map, and all-in-focus (AiF) images. Our objective is to construct a more comprehensive and effective FER system by investigating multimodal fusion strategies. For this purpose, we employ EfficientNetV2-S, pre-trained on AffectNet, as our primary convolutional neural network. This model, combined with a BiGRU, is used to process SA images. We evaluate various fusion techniques at both decision and feature levels to assess their effectiveness in enhancing FER accuracy. Our findings show that the model using SA images surpasses state-of-the-art performance, achieving 88.13% ± 7.42% accuracy under the subject-specific evaluation protocol and 91.88% ± 3.25% under the subject-independent evaluation protocol. These results highlight our model's potential in enhancing FER accuracy and robustness, outperforming existing methods. Furthermore, our multimodal fusion approach, integrating SA, AiF, and depth images, demonstrates substantial improvements over unimodal models. The decision-level fusion strategy, particularly using average weights, proved most effective, achieving 90.13% ± 4.95% accuracy under the subject-specific evaluation protocol and 93.33% ± 4.92% under the subject-independent evaluation protocol. This approach leverages the complementary strengths of each modality, resulting in a more comprehensive and accurate FER system.

Enhanced Hybrid Vision Transformer with Multi-Scale Feature Integration and Patch Dropping for Facial Expression Recognition.

Convolutional neural networks (CNNs) have made significant progress in the field of facial expression recognition (FER). However, due to challenges such as occlusion, lighting variations, and changes in head pose, facial expression recognition in real-world environments remains highly challenging. At the same time, methods solely based on CNN heavily rely on local spatial features, lack global information, and struggle to balance the relationship between computational complexity and recognition accuracy. Consequently, the CNN-based models still fall short in their ability to address FER adequately. To address these issues, we propose a lightweight facial expression recognition method based on a hybrid vision transformer. This method captures multi-scale facial features through an improved attention module, achieving richer feature integration, enhancing the network's perception of key facial expression regions, and improving feature extraction capabilities. Additionally, to further enhance the model's performance, we have designed the patch dropping (PD) module. This module aims to emulate the attention allocation mechanism of the human visual system for local features, guiding the network to focus on the most discriminative features, reducing the influence of irrelevant features, and intuitively lowering computational costs. Extensive experiments demonstrate that our approach significantly outperforms other methods, achieving an accuracy of 86.51% on RAF-DB and nearly 70% on FER2013, with a model size of only 3.64 MB. These results demonstrate that our method provides a new perspective for the field of facial expression recognition.

TriCAFFNet: A Tri-Cross-Attention Transformer with a Multi-Feature Fusion Network for Facial Expression Recognition.

In recent years, significant progress has been made in facial expression recognition methods. However, tasks related to facial expression recognition in real environments still require further research. This paper proposes a tri-cross-attention transformer with a multi-feature fusion network (TriCAFFNet) to improve facial expression recognition performance under challenging conditions. By combining LBP (Local Binary Pattern) features, HOG (Histogram of Oriented Gradients) features, landmark features, and CNN (convolutional neural network) features from facial images, the model is provided with a rich input to improve its ability to discern subtle differences between images. Additionally, tri-cross-attention blocks are designed to facilitate information exchange between different features, enabling mutual guidance among different features to capture salient attention. Extensive experiments on several widely used datasets show that our TriCAFFNet achieves the SOTA performance on RAF-DB with 92.17%, AffectNet (7 cls) with 67.40%, and AffectNet (8 cls) with 63.49%, respectively.

Facial Expression Recognition for Measuring Jurors' Attention in Acoustic Jury Tests.

The perception of sound greatly impacts users' emotional states, expectations, affective relationships with products, and purchase decisions. Consequently, assessing the perceived quality of sounds through jury testing is crucial in product design. However, the subjective nature of jurors' responses may limit the accuracy and reliability of jury test outcomes. This research explores the utility of facial expression analysis in jury testing to enhance response reliability and mitigate subjectivity. Some quantitative indicators allow the research hypothesis to be validated, such as the correlation between jurors' emotional responses and valence values, the accuracy of jury tests, and the disparities between jurors' questionnaire responses and the emotions measured by FER (facial expression recognition). Specifically, analysis of attention levels during different statuses reveals a discernible decrease in attention levels, with 70 percent of jurors exhibiting reduced attention levels in the 'distracted' state and 62 percent in the 'heavy-eyed' state. On the other hand, regression analysis shows that the correlation between jurors' valence and their choices in the jury test increases when considering the data where the jurors are attentive. The correlation highlights the potential of facial expression analysis as a reliable tool for assessing juror engagement. The findings suggest that integrating facial expression recognition can enhance the accuracy of jury testing in product design by providing a more dependable assessment of user responses and deeper insights into participants' reactions to auditory stimuli.

Facial expression recognition ability and its neuropsychological mechanisms in children with attention deficit and hyperactive disorder. / æ³¨æ„ç¼ºé™·å¤šåŠ¨éšœç¢æ‚£å„¿é¢éƒ¨è¡¨æƒ è¯†åˆ«èƒ½åŠ›åŠå ¶ç¥žç»å¿ƒç†æœºåˆ¶.

Attention deficit and hyperactive disorder (ADHD) is a chronic neurodevelopmental disorder characterized by inattention, hyperactivity-impulsivity, and working memory deficits. Social dysfunction is one of the major challenges faced by children with ADHD. It has been found that children with ADHD can't perform as well as typically developing children on facial expression recognition (FER) tasks. Generally, children with ADHD have some difficulties in FER, while some studies suggest that they have no significant differences in accuracy of specific emotion recognition compared with typically developing children. The neuropsychological mechanisms underlying these difficulties are as follows. First, neuroanatomically. Compared to typically developing children, children with ADHD show smaller gray matter volume and surface area in the amygdala and medial prefrontal cortex regions, as well as reduced density and volume of axons/cells in certain frontal white matter fiber tracts. Second, neurophysiologically. Children with ADHD exhibit increased slow-wave activity in their electroencephalogram, and event-related potential studies reveal abnormalities in emotional regulation and responses to angry faces when facing facial stimuli. Third, psychologically. Psychosocial stressors may influence FER abilities in children with ADHD, and sleep deprivation in ADHD children may significantly increase their recognition threshold for negative expressions such as sadness and anger. This article reviews research progress over the past three years on FER abilities of children with ADHD, analyzing the FER deficit in children with ADHD from three dimensions: neuroanatomy, neurophysiology and psychology, aiming to provide new perspectives for further research and clinical treatment of ADHD.

Developmental eye movement strategies for decoding facial expressions of emotion.

In our daily lives, we routinely look at the faces of others to try to understand how they are feeling. Few studies have examined the perceptual strategies that are used to recognize facial expressions of emotion, and none have attempted to isolate visual information use with eye movements throughout development. Therefore, we recorded the eye movements of children from 5 years of age up to adulthood during recognition of the six "basic emotions" to investigate when perceptual strategies for emotion recognition become mature (i.e., most adult-like). Using iMap4, we identified the eye movement fixation patterns for recognition of the six emotions across age groups in natural viewing and gaze-contingent (i.e., expanding spotlight) conditions. While univariate analyses failed to reveal significant differences in fixation patterns, more sensitive multivariate distance analyses revealed a U-shaped developmental trajectory with the eye movement strategies of the 17- to 18-year-old group most similar to adults for all expressions. A developmental dip in strategy similarity was found for each emotional expression revealing which age group had the most distinct eye movement strategy from the adult group: the 13- to 14-year-olds for sadness recognition; the 11- to 12-year-olds for fear, anger, surprise, and disgust; and the 7- to 8-year-olds for happiness. Recognition performance for happy, angry, and sad expressions did not differ significantly across age groups, but the eye movement strategies for these expressions diverged for each group. Therefore, a unique strategy was not a prerequisite for optimal recognition performance for these expressions. Our data provide novel insights into the developmental trajectories underlying facial expression recognition, a critical ability for adaptive social relations.

Effect of low luminance on face recognition in adults with central and peripheral vision loss.

PURPOSE: To investigate the effect of low luminance on face recognition, specifically facial identity discrimination (FID) and facial expression recognition (FER), in adults with central vision loss (CVL) and peripheral vision loss (PVL) and to explore the association between clinical vision measures and low luminance FID and FER. METHODS: Participants included 33 adults with CVL, 17 with PVL and 20 controls. FID and FER were assessed under photopic and low luminance conditions. For the FID task, 12 sets of three faces with neutral expressions were presented and participants asked to indicate the odd-face-out. For FER, 12 single faces were presented and participants asked to name the expression (neutral, happy or angry). Photopic and low luminance visual acuity (VA) and contrast sensitivity (CS) were recorded for all participants and for the PVL group, Humphrey Field Analyzer (HFA) 24-2 mean deviation (MD). RESULTS: FID accuracy in CVL, and to a lesser extent PVL, was reduced under low compared with photopic luminance (mean reduction 20% and 8% respectively; p < 0.001). FER accuracy was reduced only in CVL (mean reduction 25%; p < 0.001). For both CVL and PVL, low luminance and photopic VA and CS were moderately to strongly correlated with low luminance FID (ρ = 0.61-0.77, p < 0.05). For PVL, better eye HFA 24-2 MD was moderately correlated with low luminance FID (ρ = 0.54, p = 0.02). Results were similar for low luminance FER. Together, photopic VA and CS explained 75% of the variance in low luminance FID, and photopic VA explained 61% of the variance in low luminance FER. Low luminance vision measures explained little additional variance. CONCLUSION: Low luminance significantly reduced face recognition, particularly for adults with CVL. Worse VA and CS were associated with reduced face recognition. Clinically, photopic VA is a good predictor of face recognition under low luminance conditions.

Facial Expression Recognition Based on Fine-Tuned Channel-Spatial Attention Transformer.

Facial expressions help individuals convey their emotions. In recent years, thanks to the development of computer vision technology, facial expression recognition (FER) has become a research hotspot and made remarkable progress. However, human faces in real-world environments are affected by various unfavorable factors, such as facial occlusion and head pose changes, which are seldom encountered in controlled laboratory settings. These factors often lead to a reduction in expression recognition accuracy. Inspired by the recent success of transformers in many computer vision tasks, we propose a model called the fine-tuned channel-spatial attention transformer (FT-CSAT) to improve the accuracy of recognition of FER in the wild. FT-CSAT consists of two crucial components: channel-spatial attention module and fine-tuning module. In the channel-spatial attention module, the feature map is input into the channel attention module and the spatial attention module sequentially. The final output feature map will effectively incorporate both channel information and spatial information. Consequently, the network becomes adept at focusing on relevant and meaningful features associated with facial expressions. To further improve the model's performance while controlling the number of excessive parameters, we employ a fine-tuning method. Extensive experimental results demonstrate that our FT-CSAT outperforms the state-of-the-art methods on two benchmark datasets: RAF-DB and FERPlus. The achieved recognition accuracy is 88.61% and 89.26%, respectively. Furthermore, to evaluate the robustness of FT-CSAT in the case of facial occlusion and head pose changes, we take tests on Occlusion-RAF-DB and Pose-RAF-DB data sets, and the results also show that the superior recognition performance of the proposed method under such conditions.

Development of a Universal Validation Protocol and an Open-Source Database for Multi-Contextual Facial Expression Recognition.

Facial expression recognition (FER) poses a complex challenge due to diverse factors such as facial morphology variations, lighting conditions, and cultural nuances in emotion representation. To address these hurdles, specific FER algorithms leverage advanced data analysis for inferring emotional states from facial expressions. In this study, we introduce a universal validation methodology assessing any FER algorithm's performance through a web application where subjects respond to emotive images. We present the labelled data database, FeelPix, generated from facial landmark coordinates during FER algorithm validation. FeelPix is available to train and test generic FER algorithms, accurately identifying users' facial expressions. A testing algorithm classifies emotions based on FeelPix data, ensuring its reliability. Designed as a computationally lightweight solution, it finds applications in online systems. Our contribution improves facial expression recognition, enabling the identification and interpretation of emotions associated with facial expressions, offering profound insights into individuals' emotional reactions. This contribution has implications for healthcare, security, human-computer interaction, and entertainment.

Hybrid Domain Consistency Constraints-Based Deep Neural Network for Facial Expression Recognition.

Facial expression recognition (FER) has received increasing attention. However, multiple factors (e.g., uneven illumination, facial deflection, occlusion, and subjectivity of annotations in image datasets) probably reduce the performance of traditional FER methods. Thus, we propose a novel Hybrid Domain Consistency Network (HDCNet) based on a feature constraint method that combines both spatial domain consistency and channel domain consistency. Specifically, first, the proposed HDCNet mines the potential attention consistency feature expression (different from manual features, e.g., HOG and SIFT) as effective supervision information by comparing the original sample image with the augmented facial expression image. Second, HDCNet extracts facial expression-related features in the spatial and channel domains, and then it constrains the consistent expression of features through the mixed domain consistency loss function. In addition, the loss function based on the attention-consistency constraints does not require additional labels. Third, the network weights are learned to optimize the classification network through the loss function of the mixed domain consistency constraints. Finally, experiments conducted on the public RAF-DB and AffectNet benchmark datasets verify that the proposed HDCNet improved classification accuracy by 0.3-3.84% compared to the existing methods.

Can Hierarchical Transformers Learn Facial Geometry?

Human faces are a core part of our identity and expression, and thus, understanding facial geometry is key to capturing this information. Automated systems that seek to make use of this information must have a way of modeling facial features in a way that makes them accessible. Hierarchical, multi-level architectures have the capability of capturing the different resolutions of representation involved. In this work, we propose using a hierarchical transformer architecture as a means of capturing a robust representation of facial geometry. We further demonstrate the versatility of our approach by using this transformer as a backbone to support three facial representation problems: face anti-spoofing, facial expression representation, and deepfake detection. The combination of effective fine-grained details alongside global attention representations makes this architecture an excellent candidate for these facial representation problems. We conduct numerous experiments first showcasing the ability of our approach to address common issues in facial modeling (pose, occlusions, and background variation) and capture facial symmetry, then demonstrating its effectiveness on three supplemental tasks.

Facial Expression Recognition Methods in the Wild Based on Fusion Feature of Attention Mechanism and LBP.

Facial expression methods play a vital role in human-computer interaction and other fields, but there are factors such as occlusion, illumination, and pose changes in wild facial recognition, as well as category imbalances between different datasets, that result in large variations in recognition rates and low accuracy rates for different categories of facial expression datasets. This study introduces RCL-Net, a method of recognizing wild facial expressions that is based on an attention mechanism and LBP feature fusion. The structure consists of two main branches, namely the ResNet-CBAM residual attention branch and the local binary feature (LBP) extraction branch (RCL-Net). First, by merging the residual network and hybrid attention mechanism, the residual attention network is presented to emphasize the local detail feature information of facial expressions; the significant characteristics of facial expressions are retrieved from both channel and spatial dimensions to build the residual attention classification model. Second, we present a locally improved residual network attention model. LBP features are introduced into the facial expression feature extraction stage in order to extract texture information on expression photographs in order to emphasize facial feature information and enhance the recognition accuracy of the model. Lastly, experimental validation is performed using the FER2013, FERPLUS, CK+, and RAF-DB datasets, and the experimental results demonstrate that the proposed method has superior generalization capability and robustness in the laboratory-controlled environment and field environment compared to the most recent experimental methods.

Emotional Valence from Facial Expression as an Experience Audit Tool: An Empirical Study in the Context of Opera Performance.

This paper aims to explore the potential offered by emotion recognition systems to provide a feasible response to the growing need for audience understanding and development in the field of arts organizations. Through an empirical study, it was investigated whether the emotional valence measured on the audience through an emotion recognition system based on facial expression analysis can be used with an experience audit to: (1) support the understanding of the emotional responses of customers toward any clue that characterizes a staged performance; and (2) systematically investigate the customer's overall experience in terms of their overall satisfaction. The study was carried out in the context of opera live shows in the open-air neoclassical theater Arena Sferisterio in Macerata, during 11 opera performances. A total of 132 spectators were involved. Both the emotional valence provided by the considered emotion recognition system and the quantitative data related to customers' satisfaction, collected through a survey, were considered. Results suggest how collected data can be useful for the artistic director to estimate the audience's overall level of satisfaction and make choices about the specific characteristics of the performance, and that emotional valence measured on the audience during the show can be useful to predict overall customer satisfaction, as measured using traditional self-report methods.

Facial Expression Recognition Using Local Sliding Window Attention.

There are problems associated with facial expression recognition (FER), such as facial occlusion and head pose variations. These two problems lead to incomplete facial information in images, making feature extraction extremely difficult. Most current methods use prior knowledge or fixed-size patches to perform local cropping, thereby enhancing the ability to acquire fine-grained features. However, the former requires extra data processing work and is prone to errors; the latter destroys the integrity of local features. In this paper, we propose a local Sliding Window Attention Network (SWA-Net) for FER. Specifically, we propose a sliding window strategy for feature-level cropping, which preserves the integrity of local features and does not require complex preprocessing. Moreover, the local feature enhancement module mines fine-grained features with intraclass semantics through a multiscale depth network. The adaptive local feature selection module is introduced to prompt the model to find more essential local features. Extensive experiments demonstrate that our SWA-Net model achieves a comparable performance to that of state-of-the-art methods with scores of 90.03% on RAF-DB, 89.22% on FERPlus, 63.97% on AffectNet.

Understanding Naturalistic Facial Expressions with Deep Learning and Multimodal Large Language Models.

This paper provides a comprehensive overview of affective computing systems for facial expression recognition (FER) research in naturalistic contexts. The first section presents an updated account of user-friendly FER toolboxes incorporating state-of-the-art deep learning models and elaborates on their neural architectures, datasets, and performances across domains. These sophisticated FER toolboxes can robustly address a variety of challenges encountered in the wild such as variations in illumination and head pose, which may otherwise impact recognition accuracy. The second section of this paper discusses multimodal large language models (MLLMs) and their potential applications in affective science. MLLMs exhibit human-level capabilities for FER and enable the quantification of various contextual variables to provide context-aware emotion inferences. These advancements have the potential to revolutionize current methodological approaches for studying the contextual influences on emotions, leading to the development of contextualized emotion models.

Expression-Guided Deep Joint Learning for Facial Expression Recognition.

In recent years, convolutional neural networks (CNNs) have played a dominant role in facial expression recognition. While CNN-based methods have achieved remarkable success, they are notorious for having an excessive number of parameters, and they rely on a large amount of manually annotated data. To address this challenge, we expand the number of training samples by learning expressions from a face recognition dataset to reduce the impact of a small number of samples on the network training. In the proposed deep joint learning framework, the deep features of the face recognition dataset are clustered, and simultaneously, the parameters of an efficient CNN are learned, thereby marking the data for network training automatically and efficiently. Specifically, first, we develop a new efficient CNN based on the proposed affinity convolution module with much lower computational overhead for deep feature learning and expression classification. Then, we develop an expression-guided deep facial clustering approach to cluster the deep features and generate abundant expression labels from the face recognition dataset. Finally, the AC-based CNN is fine-tuned using an updated training set and a combined loss function. Our framework is evaluated on several challenging facial expression recognition datasets as well as a self-collected dataset. In the context of facial expression recognition applied to the field of education, our proposed method achieved an impressive accuracy of 95.87% on the self-collected dataset, surpassing other existing methods.

Masked Face Emotion Recognition Based on Facial Landmarks and Deep Learning Approaches for Visually Impaired People.

Current artificial intelligence systems for determining a person's emotions rely heavily on lip and mouth movement and other facial features such as eyebrows, eyes, and the forehead. Furthermore, low-light images are typically classified incorrectly because of the dark region around the eyes and eyebrows. In this work, we propose a facial emotion recognition method for masked facial images using low-light image enhancement and feature analysis of the upper features of the face with a convolutional neural network. The proposed approach employs the AffectNet image dataset, which includes eight types of facial expressions and 420,299 images. Initially, the facial input image's lower parts are covered behind a synthetic mask. Boundary and regional representation methods are used to indicate the head and upper features of the face. Secondly, we effectively adopt a facial landmark detection method-based feature extraction strategy using the partially covered masked face's features. Finally, the features, the coordinates of the landmarks that have been identified, and the histograms of the oriented gradients are then incorporated into the classification procedure using a convolutional neural network. An experimental evaluation shows that the proposed method surpasses others by achieving an accuracy of 69.3% on the AffectNet dataset.