Topological complex-energy braiding of non-Hermitian bands.

Effects connected with the mathematical theory of knots1 emerge in many areas of science, from physics2,3 to biology4. Recent theoretical work discovered that the braid group characterizes the topology of non-Hermitian periodic systems5, where the complex band energies can braid in momentum space. However, such braids of complex-energy bands have not been realized or controlled experimentally. Here, we introduce a tight-binding lattice model that can achieve arbitrary elements in the braid group of two strands 𝔹2. We experimentally demonstrate such topological complex-energy braiding of non-Hermitian bands in a synthetic dimension6,7. Our experiments utilize frequency modes in two coupled ring resonators, one of which undergoes simultaneous phase and amplitude modulation. We observe a wide variety of two-band braiding structures that constitute representative instances of links and knots, including the unlink, the unknot, the Hopf link and the trefoil. We also show that the handedness of braids can be changed. Our results provide a direct demonstration of the braid-group characterization of non-Hermitian topology and open a pathway for designing and realizing topologically robust phases in open classical and quantum systems.

Universal Behavior of the Scattering Matrix Near Thresholds in Photonics.

Scattering thresholds and their associated spectral square root branch points are ubiquitous in photonics. In this Letter, we show that the scattering matrix has a simple universal behavior near scattering thresholds. We use unitarity, reciprocity, and time-reversal symmetry to construct a two-parameter model for a two-port scattering matrix near a threshold. We demonstrate this universal behavior in three different optical systems, namely, a photonic crystal slab, a planar dielectric interface, and a junction between metallic waveguides of different widths.